Audience
Organizations that need compliant record keeping solutions
About Patrina
Stop juggling multiple systems to manage the core of your non-trading compliance. Patrina’s Integrated Compliance Suite is designed for Broker-Dealers, RIAs, and FCMS. A single, powerfully integrated platform, Patrina automates workflow and delivers a 360 view of your entire non-trading compliance program.The world is expanding, and so is your business. Companies adjust business strategies, switch gears, restructure, in order to stay competitive. Everything your business does today will impact tomorrow – but sometimes history can be lost with changes. Preserving records are in an integral part of running a successful business, and successful businesses demand serious Enterprise Records Management (ERM) systems. Whether your recordkeeping requirements are dictated by a regulatory agency or by internal shareholders, Patrina’s ERM system provides the power your business needs to consolidate and preserve all of your critical electronic records on a secure and globally accessible platform.
Other Popular Alternatives & Related Software
Adenza
We create and deliver market-leading solutions to help you optimize investment, unlock value and drive growth. Our end-to-end trading, treasury, risk management and regulatory compliance solutions enable financial institutions to consolidate and streamline their operations. We serve global, central and regional banks, broker-dealers, insurers, asset managers, pension funds, hedge funds, stock exchanges and clearinghouses, securities services providers and corporates. Our targeted solutions and services are powered by exceptional people driving innovation at scale. Risk and regulatory reporting solutions. Meet your immediate regulatory reporting requirements while creating long-term value. Front-to-back solutions for capital markets and treasury. Single source of truth, enabling quicker decision-making and efficient operational processes. You're fighting an uphill battle to manage huge volumes of trades through the transaction life cycle.
Learn more
CurrencyXchanger (CXR)
CurrencyXchanger (CXR) is a professional money exchange software solution for automating a money service business (MSB). CXR is geared towards currency retailer and wholesalers. CXR is not a Forex Trading platform!
CXR offers multi-currency point of sale (POS), an integrated Customer Relationship Management (CRM), a multi-currency Accounting module, AML compliant record-keeping (KYC, EDD), management reporting, cheque management module, eWire money remittance technology, and more.
The solution is available in three standard editions: POS, Business, and Pro. One of the key differentiating factors between us and all other (web-based) solutions, is that we will never own your data. Your customer data and information will never be stored on our servers. We also never store transactional data.
CXR 6 offers a multitude of government reporting options including LCT, LCTR, STR, EFTI, and EFTO batch reports.
Learn more
INX
Supports the trading of various digital assets, not limited to one or two blockchains. Powerful matching engine, running behind a robust and scalable set of microservices. Highly scalable architecture designed for intelligent adjustment to support high frequency trading with significant load.
Regulated digital securities embody untapped potential by changing the economics of capital formation for business and unlocking secondary liquidity and value for investors. INX through its affiliated broker-dealer, INX Securities, LLC aims to be the primary trading platform for registered digital securities where issuers can list, and investors can trade, digital securities safely. INX charted a transparent, regulated path for the general public to join in the potential success of tokenization and to benefit from the INX platform.
Learn more
EquinoxCRM
A comprehensive cloud based solution for Registered Investment Advisors and Broker Dealers. Integrate and manage client data and accounts with ease. Integrate seamlessly with your other productivity applications. Platform compliant with SEC rule 17a-4, which requires client and account recordkeeping with both immediate access and non-immediate access (WORM) storage. Keep record of business practices and communications with clients. Create and manage workflow templates. Optimize sales with prospect classificaiton. Maintain higher control of organizational structure. Monitor access to tasks and responsabilities.
Learn more
Pricing
Starting Price:
$250 per month
Integrations
Company Information
Patrina
Founded: 1993
United States
patrina.com/records-management/
Videos and Screen Captures
Other Useful Business Software
Our Free Plans just got better! | Auth0
You asked, we delivered! Auth0 is excited to expand our Free and Paid plans to include more options so you can focus on building, deploying, and scaling applications without having to worry about your security. Auth0 now, thank yourself later.
Product Details
Platforms Supported
Cloud
Training
Live Online
In Person
Support
Phone Support
Online
Patrina Frequently Asked Questions
Patrina Product Features
Compliance
Archiving & Retention
Audit Management
Version Control
Artificial Intelligence (AI)
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Workflow / Process Automation
Document Management
Access Controls
Archiving & Retention
Collaboration Tools
Compliance Tracking
Document Archiving
Document Conversion
Document Indexing
Document Retention
Electronic Signature
Email Management
File Recovery
File Type Conversion
Full Text Search
Offline Access
Optical Character Recognition
Version Control
Document Assembly
Document Capture
Document Delivery
Forms Management
Print Management