Alternatives to Finreg-E
Compare Finreg-E alternatives for your business or organization using the curated list below. SourceForge ranks the best alternatives to Finreg-E in 2026. Compare features, ratings, user reviews, pricing, and more from Finreg-E competitors and alternatives in order to make an informed decision for your business.
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Predict360
360factors
Predict360 is an integrated risk and compliance management software platform for financial and insurance organizations. It integrates risk and compliance processes and industry best practices content into a single platform that streamlines regulatory compliance, improves efficiency, predicts risk, and provides best-in-class business intelligence reporting. Predict360 includes the following Risk Management applications: Enterprise Risk Management (ERM), Risk Management and Assessments, Risk Insights, Issues Management, Peer Insights, Third-Party Risk Management, and Quarterly Certifications and Attestations. Compliance applications are: Compliance Management, Compliance Monitoring & Testing, Complaints Management, Regulatory Change Management, Regulatory Examination and Findings Management, Policy & Procedure Management, and more. 360factors also offers Lumify360 - a KPI and KRI predictive analytics platform that enriches data, predicts performance, and works alongside any GRC. -
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RegDesk
RegDesk
RegDesk is a Regulatory Information Management System (RIMS) that helps medical device companies manage global regulatory submissions, product registrations, and compliance in one centralized platform. It streamlines regulatory workflows, organizes regulatory data, and provides global regulatory intelligence to help teams navigate complex requirements across multiple markets. Regulatory affairs and quality teams benefit by reducing manual work, improving submission accuracy, and accelerating time to market. Our capabilities are as follows: • AI Application Builder • Regulatory Intelligence • Change Assessment • Standards Management • Country-Specific Templates • Distributor Collaboration • AI Document Management • Tracking & Reporting • Alerts and Notification • Product Management • Claims Management • EUDAMED For more information, visit our website. -
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SAI360
SAI360
The most powerful, agile approach to risk management. The decisions you make today can help mitigate the risks you may encounter tomorrow. SAI360 is cloud-first software and modern ethics and compliance learning content designed to help your organization effectively navigate risk with a flexible, agile approach. Intelligent solutions, global expertise all in one award-winning platform. Solution configurability, extensible data model with configurable UI/forms, fields, relationships to extend solutions. Process modeling, easily modify or create new processes to automate and streamline risk, compliance, and audit activities. Data visualization and analysis, many out of the box and easy to configure dashboards to visualize and analyze data. Learning and best practice content – preloaded frameworks, control libraries, and regulatory content along with values-based ethics and compliance learning content. System integration – Integration framework with APIs and other protocols. -
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RegPass
RegPass
RegPass™ is the compliance co-pilot built to 10× your team’s impact. From horizon scanning to assurance, RegPass connects every stage of the regulatory change lifecycle: Horizon Scanning → Rules Inventory → Policies & Controls → Regulatory Policy Advisor. Stay ahead with comprehensive global coverage and intelligent Business Profiles that filter alerts to what’s truly relevant. Our enriched Rules Inventory consolidates overlapping obligations into canonical ones for clarity and traceability. AI sits at the heart of RegPass, extracting, prioritizing, and mapping obligations to your policies and controls with clear rationale. Every suggestion is explained, auditable, and ready for approval. Built by the experts at Braithwate, RegPass encodes decades of regulatory change experience into a powerful knowledge graph. Open, extensible, and transparent by default, RegPass delivers end-to-end traceability, helping teams work faster, reduce risk, and strengthen compliance. -
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CUBE RegPlatform
CUBE
CUBE RegPlatform is our trusted, world-beating SaaS platform, providing the world’s most comprehensive source of classified, meaningful regulatory intelligence for large global financial organizations. Our RegPlatform product combines industry leading technology with expert validated insights to present a future proof, constantly up-to-date service that simplifies the complexities of multi-jurisdictional regulatory compliance. RegPlatform comprises a series of bespoke modules, allowing you to tailor our product to suit your global business and compliance needs. If you’re a large financial organization looking to streamline regulatory compliance on a global scale, then RegPlatform is the trusted partner for your compliance team. Our philosophy is founded on the Three R’s: to deliver real-time, relevant regulatory intelligence that mitigates compliance risk. We do this by leveraging leading techniques in artificial intelligence, from machine learning to natural language processing. -
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Corlytics
Corlytics
Corlytics is a global leader in regulatory risk intelligence, helping financial institutions, regulators, and advisors manage compliance through data-driven insights. Headquartered in Dublin, Ireland, with offices in London, New York City, Boston, and Sydney, the company provides regulatory monitoring, taxonomy mapping, and advisory services to streamline compliance processes. By combining legal and regulatory expertise with advanced data analytics, Corlytics delivers actionable intelligence that enables organizations to navigate complex regulatory landscapes efficiently. With a strong focus on innovation, Corlytics continues to develop cutting-edge solutions that support financial firms in mitigating risk and ensuring regulatory compliance. -
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Vixio
Vixio
Vixio is a regulatory-intelligence platform that gives compliance and legal teams real-time clarity and control over changing rules across more than 200 jurisdictions and 1,400 regulatory authorities. It combines expert human analysis with AI-driven tools, including horizon scanning, a regulatory library, a global data hub, market assessments, and a custom report builder, to monitor legislative and regulatory developments, compare requirements across regions, and surface governance risks. In 2025, Vixio expanded with Vixio Workspace, a workflow and compliance-management add-on that links regulatory change intelligence to actionable tasks; compliance teams can create checklists, assign tasks, collaborate internally, track progress in dashboards, manage attestation records, upload evidence, and maintain a full audit trail, eliminating reliance on scattered spreadsheets, emails, or disjointed tools. -
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Lawrbit
Lawrbit Global Compliance Network
Regulatory Risks are amongst the Top 3 Business Risks globally as there are multiple Laws (Central, State & Municipal level) applicable to each business. Laws are frequently changing, are complex, and involves multiple stakeholders (internal/external) to manage. The Board needs to have oversight of their compliance and regulatory risks across the enterprise, which means understanding which Regulatory obligations map to which business processes, policies & controls. Offered as SaaS, GCMS helps businesses create a centralized framework to proactively monitor Regulatory Risks across an extensive range of Compliance obligations from all applicable Laws; enabling the Board to efficiently manage control across geography, functional, and industry mandates. Build on Twin Software Architecture, GCMS integrates Tech with Regulatory Intelligence & Updates for 1,000s of Laws, Regulations from 70+ Countries. GCMS simplifies understanding and adhering to all Compliance obligations. -
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Thomson Reuters Regulatory Intelligence
Thomson Reuters
The banking, financial services and insurance sectors continue to experience unprecedented volumes of regulatory change and complexity. Thomson Reuters Regulatory Intelligence is a single solution that empowers compliance professionals to make well-informed decisions to confidently manage regulatory risk, while providing the tools to make proactive decisions and action change within their organizations. -
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RegRadar
RegRadar
RegRadar uses advanced technology to help you sanitize and manage regulatory changes and response. Powerful dashboard with responsive functionality that can be adapted to any device. Personalize RegStream to search and browse through hundreds of regulatory publications. Save and track regulatory publications, share bookmarks, and identify trending topics. Demonstrate regulatory response efforts and keep track of usage. Get the grasp of regulatory publication by reviewing the cognitive analytics results. Eliminate the language barrier by producing all publications in English. Manage and monitor review status over specific publications. RegRadar leverages artificial intelligence technologies to give you instant access to information that matters, supporting your decision-making processes and helping you address emerging topics. -
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Capnovum
Capnovum
Capnovum’s cognitive compliance management platform provides an up-to-date repository of regulations, obligations and regulatory news; that lets regulated entities manage compliance and resource utilisation across jurisdictions. Artificial intelligence (AI) is leveraged to understand and identify synergies between regulations, assess the footprint of business models and impact of regulatory updates. Capnovum eliminates manual work and external spend that traditionally go into producing and disseminating static reports. Reducing cost, improving timeliness and quality. By combining automation and AI, critical information and insights are available on demand and flow seamlessly to all key stakeholders within your organisation. We recognise that distraction and pressure on our time has become the new normal and cutting through that noise to provide you with the information you need, quickly and concisely is what matters. -
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Redica
Redica Systems
Redica is an intelligence cloud platform designed to support quality and regulatory teams within life sciences organizations. It transforms complex global regulatory data into clear, actionable intelligence that helps teams stay compliant and proactive. The platform unifies regulatory intelligence, inspection findings, and supplier quality insights into a single connected system. By using explainable AI, Redica enables teams to monitor regulatory changes and understand their impact faster. Its inspection intelligence tools help organizations predict and prepare for audits using global benchmarking data. Redica also provides site and supplier intelligence to manage manufacturing and supply chain risks effectively. Overall, the platform shifts teams away from manual data tracking toward faster, insight-driven compliance decisions. -
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Regology
Regology
First of its kind - we have codified human legal intelligence, scaled millions of laws, established billions of links between them, and mapped them to compliance objects. Let Regology identify the impact of regulatory changes and save hundreds of hours. Smart law library that keeps your regulatory content up-to-date. All relevant updates and actionable content at your fingertips. Deep compliance functionality connected to your smart library. Intelligence that automatically tracks progression through the law making process. Regology's standard citation lets the AI Engine track interconnected legal systems within and across jurisdictions. Definitions, requirements, and scope of applicability improves readability and understanding of the text. Multiple jurisdictions and agencies combined with intelligence leads to a new era of research and compliance. -
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crlHorizon
crlHorizon
Break down your regulatory and contractual obligations into discrete actions that can be assigned and monitored through interactive dashboards. Drill down into each business area and identify where you are exposed, then categorize and mitigate potential risks. Manage IT system risk with user access reviews and contract renewal management. Set up your corporate structure and track all your legal and corporate-level correspondence with regulators. Manage your licence requirements, and statutory and regulatory reporting from one system. Keep a track of all your incidents, complaints and breaches. Use the data to highlight key business risks and implement change management. Validate and check that all the controls you have in place actually work through compliance assurance checklists. Understand your obligations and identify the scope of work you need to perform as part of your organizations compliance framework.Starting Price: $10 per month -
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RegMind
RegMind
RegMind is a smart regulatory intelligence platform built for the banking, finance, and insurance industries. It maintains a real-time inventory of global, European, and national regulations, sourcing data from authorities such as FATF, EU Commission, ECB, AMF, and more. With automated comparison tools, RegMind highlights changes between versions of texts, tracks parliamentary debates, and maps the full evolution of laws and directives. Users can set custom alerts, follow related guidelines and Q&As, and leverage a 360° view that shows how laws impact specific codes and articles. Teams can collaborate through shared folders and integrate research directly into Microsoft Teams. Its Smart Sanctions Analyser® module provides deep insights into sanctions from French and European regulators, helping organizations avoid compliance risks and penalties. -
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Obsidian Monitoring Advisory
Obsidian Technologies Sarl
Obsidian is a specialized monitoring platform that delivers actionable regulatory intelligence to compliance and strategy teams. By bypassing third-party aggregators, we provide a direct pipeline to official government agencies and regulatory bodies worldwide. Core Functionality 24/7 Global Monitoring: Our infrastructure continuously scans official sources (e.g., FDA, Légifrance) to deliver updates the moment they are published. 100% Official Data: Every data point—from legislative acts to technical pharmaceutical filings—comes directly from the source to ensure zero noise and maximum reliability. Industry-Specific Feeds: Tailored intelligence across critical sectors, including: Chemicals & PFAS: Tracking evolving environmental restrictions. ESG & CSRD: Monitoring sustainability and corporate reporting mandates. Life Sciences: Real-time updates on pharmaceutical compliance and technical filings.Starting Price: 59 CHF / month / user -
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MetricStream
MetricStream
Reduce losses and risk events with forward-looking risk visibility. Enable a modern and integrated risk management approach with real-time aggregated risk intelligence and their impact on business objectives and investments. Protect brand reputation, lower the cost of compliance, and build regulators and board’s trust. Stay on top of evolving regulatory requirements, proactively manage compliance risks, policies, cases, and controls assessments. Drive risk-aware decisions and accelerate business performance by aligning audits to strategic imperatives, business objectives and risks. Provide timely insights on risks and strengthen collaboration across various functions. Reduce exposure to third-party risks, make superior sourcing decisions. Prevent third-party risk incidents with continuous third-party risk, compliance and performance monitoring. Simplify and streamline entire third-party risk management lifecycle. -
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Rimsys
Rimsys Regulatory Management Software
Rimsys is bringing regulatory order to the medtech industry. The Rimsys Regulatory Information Management (RIM) platform digitizes and automates regulatory activities, freeing teams from inefficient administrative work, and helping them confidently establish and secure global regulatory compliance. Unlike complex, color-coded spreadsheets, or expensive external consultants, Rimsys seamlessly centralizes all regulatory information, automates submission processes, and monitors relevant expirations, standards, and global regulations. Traditional approaches to regulatory affairs can’t keep pace with the growing complexity of the global landscape, and overburdened teams face increasing compliance risks. Rimsys streamlines all regulatory activities including registrations, essential principles, UDI, standards management, and regulatory intelligence in a single, integrated platform. -
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RegAlytics
RegAlytics
RegAlytics uses proprietary technology to gather and structure regulatory data, which our regulatory experts further enrich. Our platform is listed in the FINRA verified compliance vendor directory, and our clients range from the New York Stock Exchange/Intercontinental Exchange to smaller financial consulting and FinTech firms. We've noticed, countless times, institutions getting surprised by a fine or a rule and spending millions to address it, only to find that the rules have changed and they get fined again for something else that wasn't on their radar. That's why we've developed RegAlytics: so that risk and compliance teams everywhere can access the most comprehensive and timely feed of regulatory updates possible. Other solutions cover roughly 70-100 regulators, and are prohibitively expensive, cumbersome to use, and full of duplication and noise. -
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Complinity
COMPLINITY
Complinity is a comprehensive Cloud-based Compliance Management System that Tracks and Monitors statutory, regulatory, central & state, secretarial and legal compliances within a company. It helps businesses manage all their compliance documentation, activities, conduct audits, track and resolve compliance issues on the cloud. Complinity secures your business and makes operational processes more efficient. Complinity is an amalgamation of the words Compliance and Infinity. What it essentially is, an Infinite Compliance System. We relate the system to infinity, since at the core of this cloud software, lies an auto-scheduler which creates compliances for an organization till an infinite amount of time and also because it has no limitations in terms of users, locations, departments, acts and ability to create compliances. An intelligent scheduler automatically creates compliance schedules for a year, making sure that no manual intervention is required once the system is implemented. -
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Droit Adept Platform
Droit
We help clients make confident compliance decisions using our patented platform. Adept operationalizes laws, rules, and policies to advance compliance within existing systems. Droit continuously monitors regulatory and policy changes, updating its platform with each regulatory change or new interpretation. The Adept platform provides clients with a consensus view as to how rules and regulations are applied. To verify decisions, Adept generates a logic model with traceable pathways linked to the original source text. This transparency into the logic allows for enhanced clarity, increased operational efficiencies, and a repeatable, defendable process. The Adept platform’s patented technology enables clients to confidently evaluate decisions that lead to the right action. Make fast decisions seamlessly within your working environment based on digitized rules and regulations. View decision steps sequenced in human readable, intuitive logic diagrams. -
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Apiax
Apiax
A single hub to embed compliance into business operations for any team, tool or process. Designed to enable financial institutions to create, customize and manage regulatory controls across even the most distributed teams and efficiently direct the risk strategy for the entire organization. Get easy access to granular details about the decision trees and smart policies that make up your compliance protocols. The Apiax View module enables you to work with and explore verified regulatory content through our platform or in-house, seamlessly integrated into your system. Adjust regulatory knowledge to your language, entity structure and risk appetite. Make use of our friendly digitalization environment to turn your expertise into digital compliance rules and to make this knowledge easily accessible for everyone. Unlocking Rule View grants access to detailed information about the regulatory properties of the decision trees that are the backbone of more than 6'500 rulesets. -
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DataGrail
DataGrail
DataGrail is a complete, AI-powered privacy automation platform for privacy, legal, and security teams at the world’s leading brands. Brands like Bed Bath & Beyond, Sportsman’s Warehouse, Carvana and more choose DataGrail for: → Enterprise-grade consent management → AI-powered data mapping and risk intelligence → Deep integration and end-to-end privacy automation → Industry-best support and privacy expertise Founded in 2018 and now headquartered in San Francisco, CA, DataGrail helps brands eliminate privacy risk, build customer trust, and ensure compliance with ever-evolving regulatory demands. -
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Ascent
Ascent RegTech
Regulatory monitoring, made simple. View, search, and organize regulatory content from around the world, all in one place. Monitor and prioritize regulatory changes that apply to your business. Rule Updates, Filings, Proposals and Amendments are all included, so you’ll never be surprised by a new or updated rule. See documents organized by industry-standard themes (such as cybersecurity or AML) or by your own custom themes. Work the way you want for clearer insights into emerging regulatory trends. Mark documents and assign them to teammates for review. Create and manage your own obligations so you can track work and ensure completion. All rule updates, guidance notes, speeches and other regulatory documents are consolidated in one place. Documents are organized by key regulatory themes to reflect how Risk and Compliance Officers actually work. Save 20+ hours per regulation in monitoring rule changes. Ascent surfaces the information you care about. -
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Thomson Reuters Compliance Learning
Thomson Reuters
Discover customized online training and provide employees with the tools and knowledge to build a culture of compliance. Employing instructional design techniques optimized for risk and compliance training our courses are driven by practical examples and interactive scenarios. They’re tailored to support your business at a country, regional, and global level supported in over 25 languages and with full audit trail capabilities. Content for our course library is powered by world-leading regulatory intelligence and courses are updated in response to the latest regulatory and legislative changes. Our courses are fully customizable and scalable to fit the exact learning objectives set by your business. We offer a range of options and courses can be built from scratch to fit your business requirements on any governance, risk and compliance topics. -
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Temenos Regulatory Compliance
Temenos
Remaining compliant with local regulatory and business standards is vital to financial institutions. Temenos has a wide range of product and service offerings designed to help you manage risk and remain compliant. Temenos leverages its wide client base and extensive experience to offer packaged toolkits and solutions to help our clients remain compliant with changing regulatory and business practice requirements. All of the regulatory compliance solutions are pre-integrated into standard Temenos software, which makes their adoption and subsequent usage straightforward. By reducing your bank’s need to focus on implementing regulatory change, this solution frees you to focus on your business opportunities rather than spend valuable business and technology time dealing with topics that affect all banks in their market. Temenos’ solution assists clients to identify and process personal data in accordance with data protection obligations. -
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Trustero
Trustero
Many organizations are familiar with the complicated and tiresome SOC 2 Type 1 or Type 2 audit process that has become a prerequisite to closing most business deals. Using the power of artificial intelligence (AI) and other modern technologies, Trustero Compliance as a Service helps customers discover their source of truth with policies and controls mapped to a specific security framework. As a result, you will save hundreds of hours by automating hundreds of tasks, easing and speeding your path toward credible, sustainable compliance and trustworthiness. Simplify the path to audit readiness and continue to stay in compliance. When it’s time for an initial or annual SOC 2 audit, no one wants the headache of preparing for that audit from scratch. Our easy-to-manage dashboard gives you an up-to-date view of your audit readiness across your company. With these insights, you’ll know what’s working and what’s not, so you can keep on track and remain in compliance. -
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ERM Libryo
ERM
Libryo is a regulatory compliance management platform designed to help organizations understand and track the laws that apply to their operations. It automatically builds and maintains legal registers tailored to each company’s locations, activities, and jurisdictions. The platform continuously monitors regulatory changes across global environmental, health, and safety (EHS) legislation. When relevant laws change, Libryo alerts teams so they can respond quickly and remain compliant. The system also provides simplified summaries, translations, and structured workflows to make complex regulations easier to understand and manage. Organizations can assign compliance tasks, track actions, and store supporting documentation for audits and reporting. By combining regulatory intelligence with automated compliance tools, Libryo helps companies manage legal requirements with greater accuracy and efficiency.Starting Price: From $2,000 per year -
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Mitratech Continuity
Mitratech
AI-driven technology enables financial institutions to fully automate their risk and compliance processes. Continuity is a RegTech solution that automates risk, compliance, vendor and performance management for the financial services industry. It integrates the mandated processes of risk and compliance to boost performance. By combining regulatory expertise with cloud technology, Continuity reduces your regulatory burden and mitigates risk at a fraction of the cost. Hundreds of financial institutions across the United States benefit from our solution. Continuity’s enterprise risk management (ERM) technology, compliance, vendor, and performance management systems are tailored to meet the specific needs of banks, credit unions, mortgage companies and financial technology firms of all sizes. A robust platform that’s built for flexibility and efficiency. -
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Product Comply
Product Comply
Product Comply offers comprehensive 360-degree monitoring of evolving regulations and standards impacting your company’s products. Whether it’s medical device products, electronics, furniture, cosmetics or any other product – our software is customized around any compliance landscape. Our product compliance software successfully navigates all global regulations; related to any specific subject related to health, safety, and environment. Regulations are then mapped to your product portfolio according to components, materials, and chemicals to keep you ahead of any possible change in the regulatory scenario impacting your business. With consistently global evolving EHS (Environment, Health & Safety) regulations, laws, and compliance perimeters, it’s imperative to rely on advanced software that monitors regulatory changes to reduce monitoring efforts and to enable your team to focus on strategic decisions to protect your business. -
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Veeva RegulatoryOne
Veeva Industries
RegulatoryOne replaces bespoke, manual systems with a single, authoritative regulatory management software solution for all your compliance and regulatory needs, providing you with the agility to respond to changing regulations. These efficiency gains improve your time to market, while providing transparency across your entire organization with each product release gate that a product passes through on its way to market. RegulatoryOne is a pure cloud regulatory management software offering that unifies and coordinates all facets of the regulatory process, providing you with visibility into what you’re selling, when you can sell it, and where it’s being sold – all in one place. -
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Proind Compliance Controller
Proind
Proind compliance controller is a web-based, enterprise-wide solution to better understand, manage, track and control the compliance activities across the organization. The solution reduces the overall cost of managing compliances with an integrated view of enterprise-wide statutory and internal compliances. PCC delivers a single source for regulatory content with embedded control that allows users to understand obligations & associated risk to their organization. PCC provides management an automated, streamlined view across multiple jurisdictions, sectors and regulators and helps confirm regulatory compliances. PCC is equipped with powerful features that can handle all types of compliances throughout their lifecycle across the enterprise. Reduce fines, penalties and reputation risk from non-compliance. -
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Dow Jones Risk & Compliance
Dow Jones Risk & Compliance
Dow Jones Risk & Compliance is a global provider of best-in-class risk data, web-based software applications and scalable due diligence services that help organizations manage risk and meet regulatory requirements related to financial crime, third-party risk management, sanctions and international trade. Built on the legacy of one of the world’s most trusted newsrooms, Dow Jones Risk & Compliance combines the expertise of a multilingual research team with industry-leading data scientists and technologists to provide actionable content structured specifically for compliance needs. Our solutions were developed in partnership with top legal and political advisors — including former regulators — to help our clients maintain consistency across global business units and teams. -
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OneTrust Tech Risk and Compliance
OneTrust
Scale your risk and security functions so you can operate through challenges with confidence. The global threat landscape continues to evolve each day, bringing new and unexpected risks to people and organizations. The OneTrust Tech Risk and Compliance brings resiliency to your organization and supply chain in the face of continuous cyber threats, global crises, and more – so you can operate with confidence. Manage increasingly complex regulations, security frameworks, and compliance needs with a unified platform for prioritizing and managing risk. Gain regulatory intelligence and manage first- or third-party risk based on your chosen methodology. Centralize policy development with embedded business intelligence and collaboration capabilities. Automate evidence collection and manage GRC tasks across the business with ease. -
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DataGuidance
OneTrust
Global regulatory research software to help you build and maintain your compliance program. Build and maintain your compliance program with the most extensive and up-to-date resource for privacy, security, and third party risk research. Powered by 40 in-house legal analysts and a network of over 800 lawyers, DataGuidance is designed to provide your privacy teams with the research needed to track and interpret requirements for the implementation of global privacy laws. Be the first to discover regulatory news and updates with daily alerts and industry research driven by our network of legal professionals and in-house analysts. Sign up for DataGuidance Daily Alerts and stay up to date on the latest regulatory news and developments. Regulatory news and insights are published in real-time as regulatory developments arise. Infographics & Reports illustrate the key takeaways for commonly searched privacy laws and regulations.Starting Price: $220 per month -
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Our SmartInsights™ Global Market Access Platform is an online subscription service created for you to quickly and easily access current, accurate and complete regulatory requirements for global market access. The information is presented in a user-friendly interface tailored to help you achieve global compliance. Immediate access to critical regulatory data and information for effective day-to-day management of multistage product development life cycles and strategic business decisions, such as entering new geographic markets or introducing a new line of products. Up-to-date information on an ever-changing regulatory landscape, with easy access to new or updated regulations for your product category. Information in the database is continually updated to provide you with timely and current requirements. Access is customized based on the countries and product categories you need.
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RegEd
RegEd
The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms. The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year. -
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ViSU
DDi
ViSU™ is a cloud based End-to- End Regulatory Information Management (RIM) platform designed specifically for the medical device industry enabling global users to access and manage Regulatory Data (Product Master, Registrations, Tracking), Dossiers/Tech Files (Submission planning, building & life cycle), HA/NB correspondence, Obligations tracking, UDI, eIFU, Reg Requirements DB and Change Control. ViSU helps you embrace digitization in regulatory that delivers connectivity, traceability and automation leading to regulatory management efficiency, less compliance risks & cost reduction. -
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Compliance Star
Thistle Initiatives
Compliance Star is an on-demand compliance software, the right tools for effective monitoring and risk management. Compliance Star offers effective and efficient remote management of FCA Authorised Firms and its operating Units/Agents via real-time data collection and reporting. Compliance Star is a technology-enabled compliance platform that facilitates compliance management, workflow and monitoring of firms authorised by the Financial Conduct Authority (FCA). Compliance Star is underpinned by a ‘fail-safe’, calendar-based task management system. This allows for both automatic and manual setting of tasks, notifies actions, populates deadlines into a calendar, issues reminders and monitors for completion. The platform reduces compliance burden significantly and is currently being used by leading regulatory networks. Enables complete tracking of internal regulatory processes. It provides up-to-date single point data access combined with the ability to produce FCA required reports.Starting Price: £60 per month -
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Compfie
Aparajitha Software Services
We proudly present Compfie, our global e-Compliance Platform, to help you curb or eliminate non-compliance risks and giving you the convenience of accessing all your compliance requirements and their status on the move. Now digitize all your compliance documents and satisfy all your compliance criteria, all in one easy-to-use form and be 100% compliance integrated. Take advantage of our innovative new digital technology and enhance operational efficiencies, regulatory compliance, and growth. In this evolving business era, it is essential to control your business with an effective system on board. Campfire is a futuristic SaaS-based compliance model that enables companies to track, govern and take care of the regulatory requirements, performance evaluation, and internal operations thereby mitigating future risks. Get a complete snapshot of your company’s compliance status, anytime. -
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RegAdvisor Pro
Continuity
RegAdvisor Pro alerts your organization to federal regulatory changes when they are relevant to your institution, streamlining your compliance management process. Our regulatory experts provide condensed summaries and recommended implementation steps to reduce the time it takes to read and examine these changes. Intuitive task delegation provides the tools you need to create, assign and track implementation steps — whether you need to update your policies and procedures, system upgrades, training or create custom tasks tailored to your institution. Execute your compliance strategy with confidence, with Continuity. RegAdvisor Pro provides a turnkey analysis and the tools you need to implement federal regulatory changes. Whenever a federal regulatory change occurs, our regulatory experts analyze that change to proactively inform you when the change will take effect, when you need to complete it and what implementation steps you need to take to address it. -
42
CoComply
CoComply
CoComply’s Certification Platform provides a top-down view of data and AI criticality, guiding organizations through a four-phase process to achieve governance, certification, and monetization readiness for their data and AI assets. Designed to streamline Data and AI Governance, the platform helps organizations organize, manage, and certify their assets in alignment with regulatory standards and compliance requirements. The platform is powered by two key modules: 1) Regulatory Intelligence 2) Certification Management CoComply provides organizations with a systematic pathway to achieve compliance, audit readiness, and certification of their data and AI assets. Since 2008 more than 200 data and AI use cases have been certified for compliance, risk and monetization by using our certification framework.Starting Price: $999 -
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Waymark
Waymark
Use Waymark's cutting edge technology to provide you with the regulatory insights, oversight, and collaboration tools needed to satisfy regulators. Elimination of manual work combined with improved workflow and collaboration across all lines of defence saves hours each week, and hundreds of hours a year, freeing valuable time for higher-impact activities. Automatic identification of relevant news and obligation changes means key developments aren’t overlooked, and work is tracked to completion. Change management audit trails and reports provide management and directors with the evidence, insights and confidence that they need to meet their obligations. Waymark’s AI tools automatically identify, sort and classify an unmatched range of sources: Regulatory changes and news, legal insights, enforcement actions and other updates. -
44
Bridger Insight XG
LexisNexis
Bridger Insight XG is a fully-integrated compliance platform that uses advanced linking technology to compare identities that you submit in batch or real-time with numerous watchlists. It can be used by departments to automate sanction and enforcement watchlist screens, conduct due diligence and provide an enterprise-wide repository for organizing documentation. Are compliance screening and ongoing monitoring challenges delaying core compliance and onboarding activities? LexisNexis® Bridger Insight® XG’s intelligent functionality and features help your business consolidate key compliance workflows and quickly identify potential risks. Our infographic delivers a detailed look into how Bridger Insight XG reduces excess data noise to raise the effectiveness of your entire compliance program. Explore how it works and learn why Bridger Insight XG is an industry-proven screening solution of choice. -
45
Veeva Vault RIM
Veeva
End-to-end regulatory information management on a single platform. The Vault RIM Suite streamlines global regulatory processes on a single, cloud-based platform, enabling life sciences companies to improve visibility, data quality, and agility. Respond faster to changing regulations and increase process efficiency from submission planning to publishing. Coordinate regulatory efforts across HQ, affiliates, and partners within a single RIM system. Ensure teams are developing reliable regulatory content with high data integrity. Veeva Vault Registrations manages product registration data worldwide, including registration status, variations, and health authority interactions. Veeva’s flexible data model accommodates IDMP data points and will continue to support evolving regulatory data standards. Veeva Vault Submissions streamlines submission planning through approval by automating regulatory process steps. -
46
SoftExpert ERM
SoftExpert
SoftExpert ERM software enables organizations to identify, analyze, evaluate, monitor, and manage their enterprise risks using an integrated approach. It brings together all risk management-related data in a single and comprehensive environment, including a reusable library of risks and their corresponding controls and assessments, events such as losses and non-conformities, key risk indicators, issues and treatment plans. The solution streamlines the risk assessment process, while the risk heat map feature enables organizations to set their priorities and make strategic decisions based on risk levels. The software serves as the foundation for the company’s enterprise risk management efforts through its ability to unite and support different risk categories like strategic, financial, security, compliance, environmental, assets, products, processes and projects. -
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Confluence
Confluence Technologies
Confluence Technologies is a global leader in data-driven investment management solutions, helping clients optimize efficiency and control across regulatory, analytics, and investor communications. Serving over 1,000 clients in 40 countries, including top asset managers and service providers, Confluence delivers products and services designed to streamline investment monitoring, risk management, and regulatory compliance. -
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AGILE
VERMEG
VERMEG’s AGILE is an award-winning, modular regulatory reporting platform designed for agility and scalability. It provides both on-premise and SaaS deployment options, enabling flexible access to global regulatory compliance. AGILE supports automated workflows, robust risk calculations (capital adequacy, credit risk, market risk, liquidity), and a granular data model for all financial institutions. The platform offers comprehensive reporting, including prudential, statistical, and disclosure reports, and keeps businesses aligned with the latest regulatory updates. AGILE also features role-based access, proactive alerts, audit trails, and instant dashboards for transparency. Its fully-managed SaaS option, accredited with SOC2 Type II, minimizes costs and ensures data security, making it an efficient and adaptable solution for regulatory reporting. -
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Compliy
Compliy
Compliy is a global Regtech100 company simplifying and automating compliance and risk management workflows for compliance and business teams in APAC. The cloud-based SaaS platform is driven by a powerful AI engine that read and extract regulatory data, a configurable business rules engine and a risk assessment engine that automate end-to-end processes to cut up to 50% of the time spent on manual compliance work. Use AI to automate compliance and risk management workflows for financial services. Empower your organization with a AI Regtech platform that simplifies and automates regulatory change, compliance, and risk management for compliance and business teams.Compliy’s cloud-based modules allow easy application and quick adoption into existing workflows and systems. Start with a single regulation and use each modules to build an end-to-end automated compliance and risk management workflow for your organization. -
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Clear View Compliance
Clear View Compliance
Clear View Compliance is a UK-focused regulatory compliance management platform that helps small and medium-sized businesses simplify the way they identify, track, and stay on top of the regulations that apply to their operations by providing a personalized compliance dashboard and real-time alerts about relevant legal changes. Users answer a tailored questionnaire about their business, and the system automatically surfaces applicable regulatory requirements across areas such as employment and labour law, health & safety, company governance, tax & finance, data protection and privacy, environmental and waste management, consumer protection, intellectual property, and contract law so companies can spot compliance gaps instantly and take action without needing deep legal expertise. Clear View Compliance’s intuitive interface, visual risk indicators, and ongoing updates help teams monitor changes in regulations that matter to them, reducing uncertainty and administrative overhead.Starting Price: $1.36 per month
