Alternatives to FinCEN FilePRO
Compare FinCEN FilePRO alternatives for your business or organization using the curated list below. SourceForge ranks the best alternatives to FinCEN FilePRO in 2026. Compare features, ratings, user reviews, pricing, and more from FinCEN FilePRO competitors and alternatives in order to make an informed decision for your business.
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SBS Banking Platform is a flexible, cloud-native solution that empowers financial institutions to scale on their terms while delivering seamless, digital-first experiences - anytime, anywhere. A fully integrated, front-to-back platform, it drives innovation across retail, corporate, and neobanking sectors. From digital and open banking to deposits, payments, lending, and compliance, our platform enables financial institutions across EMEA to stay ahead of the curve. Trusted by top-tier banks, SBS Banking Platform is recognized by industry leaders, including Gartner, Forrester, NelsonHall, and IBS, for its transformative impact. Recent recognition by Omdia for digital banking, Chartis for regulatory reporting, and NelsonHall for Cloud, SaaS & BPaaS underscores our commitment to excellence.
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Pionex
Pionex
Welcome to the world’s leading cryptocurrency exchange with FREE Trading Bots! Pionex provides 16 trading bots like Grid Trading Bot which allows you to securely and automatically trade currencies like Bitcoin, Ethereum, Dogecoin and so on. ✔ 16 Free Trading Bots Grid Trading Bot, Infinity Grid Bot, and Spot-Futures Arbitrage Bot, Smart Trade bot, DCA bot, let them work for you to achieve your own crypto strategy. ✔ Good Liquidity Pionex aggregates the liquidity from Binance and Huobi near the ticker price. Pionex is one of the biggest brokers of Binance, and one of the biggest market makers of Huobi in the world. ✔ Licensed Pionex has acquired MSB (Money Services Business) license by FinCEN. ✔ Safety First Your cryptocurrency in your Pionex wallet is securely stored in Binance and Huobi Global, which has the world's class security level. And your account is also secured with email verification, Google Authenticator verification, and a personal passcode.Starting Price: Free -
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FincenFetch
FincenFetch
Effortlessly complete FinCEN beneficial ownership information reports with FincenFetch, the solution for law firms, CPAs, accounting professionals, and filing services. Explore streamlined Corporate Transparency Act filing platform solutions to support your industry and clients. Gain full awareness of any number of filings using a specialized dashboard and secure e-file platform for beneficial ownership information reporting. Are you a reporting service such as a law firm, accounting firm, registered agent, online formation provider, or simply have a service that reaches many business owners and want to offer easy Corporate Transparency Act reporting? We have a solution to help your clients and customers stay in compliance. -
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Pega KYC
Pegasystems
Updated quarterly, Pega sources its regulatory rules from a global team of lawyers, regulatory experts, and policy makers with deep experience across all main regulators including the SEC, OCC, FinCEN, CFTC, FINRA, HKMA, MAS, FCA, and ESMA. Rapidly respond to audit and regulatory findings with “look-back” capabilities, through automated bulk case creation, routing and escalation, as well as auditability of rule changes. Quickly update rules through configuration and rapidly address any findings with a zero code rule management portal. A rules-based approach allows you to onboard clients across jurisdictions, business lines, or products. Apply local regulatory requirements where necessary, collecting only additional information as needed. -
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CCH Axcess Beneficial Ownership
Wolters Kluwer
Save time on BOI compliance with an online filing and information management solution that guides you step-by-step through the filing process. CCH Axcess Beneficial Ownership is an online filing and information management solution that automates the beneficial ownership information (BOI) filing process to FinCEN, for accounting firms that need to file large volumes of reports. By offering BOI compliance as part of a business advisory relationship, firms can enhance their role as trusted advisors. CCH Axcess Beneficial Ownership guides users step-by-step through a transparent process designed to: Save up to 3 hours per report Reduce risk and minimize disruption Build advisory services and grow revenue -
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RegTechONE
AML Partners
RegTechONE is a no-code RegTech platform that delivers exceptional AML compliance and governance, risk, and compliance solutions. It offers end-to-end AML software, including KYC/CDD, transaction monitoring, sanctions screening, and FinCEN 314a/subpoena search modules. The platform's no-code configurability allows end-users to create and modify workflows, risk models, and integrations without programming, enabling institutions to adapt quickly to regulatory changes and specific business needs. RegTechONE's API-extendable architecture facilitates seamless integration with existing systems and third-party applications, creating a unified ecosystem for all compliance and risk management tools. The platform's multidimensional dynamic risk engine enables the combination of various risk models to provide a comprehensive view of potential threats. Additionally, RegTechONE supports advanced use cases. -
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FileForms
FileForms
File your BOI Report quickly and easily with our state-of-the-art software. Designed by licensed attorneys and CPAs, FileForms provides security you can rely on, unmatched support, and solutions tailored to your needs. Effective January 1, 2024, all US and foreign companies that were formed in, or have registered with any of the 50 US states, must comply with new Beneficial Ownership Information (BOI) reporting requirements with the Financial Crimes Enforcement Network (FinCEN), as prescribed by the Corporate Transparency Act (CTA).Starting Price: $199 per year per entity -
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APX Lending
APX Lending
APX Lending provides secure crypto-backed loans that allow clients to borrow against their Bitcoin or Ethereum without selling their assets. Clients can access CAD or USDC loans with competitive interest rates, loan-to-value ratios up to 60 percent, and flexible terms from 3 to 60 months. Collateral is held with BitGo in insured, segregated cold-storage wallets and remains fully visible to borrowers on-chain. APX operates with CSA exemptive relief in Canada and maintains FINTRAC and FinCEN registrations. The platform uses real-time LTV monitoring, supports personal and business loans, and offers a simple cost structure with no origination or management fees. Most loans are funded within 24 hours of collateral being received.Starting Price: 10,000 CAD -
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SURETY Eco
AML Partners
SURETY Eco, an end-to-end BSA/AML Ecosystem, fully integrates CDD/KYC, Behavioral Monitoring with optional FinCEN 314a, and Sanctions Screening. Imagine that for a moment: Your entire Compliance program in a single powerhouse software ecosystem—highly configurable, dashboard-driven, and featuring a comprehensive Query System for cross-module data storage and analytics. AML Partners’ proprietary Cross-Module Query System is the key. With SURETY Eco, you may create any query against any data across all of the base modules of the BSA/AML ecosystem. For example, you might wish to know all customers who have had a false-positive OFAC hit, have had more than 10 false-positive AML cases opened within the last five years, and who are from Colombia. Just query that. Not only will SURETY Eco return the results of that query, but you may choose to run that query as behavior and direct the system to create a research case when those conditions exist. -
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Airtm
Airtm
Protect your money in digital dollars without losing value from unstable currencies or possible devaluations. Send and receive money anywhere, faster than a bank transfer and with free market rates. Get paid from freelancer platforms or directly from clients. Convert your money stuck in e-wallets to cash in your bank. Keep your digital dollars with you at all times. Make in person purchases for local goods and services. Exchange your dollars for cryptocurrencies. Add and withdraw using your bank account, debit card, BTC, ETH and more. Send money across borders at real exchange rates without restrictions. Escrowed transactions and verified experienced peers. Our support team and peer network at your service. Escrowed transactions and verified experienced peers. Send money across borders at real exchange rates without restrictions. We are regulated in the United States by FinCEN. We have all the security protocols. The best part: your account has no maintenance fees. -
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SFOX
SFOX
SFOX is the leading independent crypto prime dealer, unifying global liquidity and best price execution from a single account. Access global crypto markets with one account. SFOX connects to exchanges, banks, OTC and other liquidity providers around the world so you can access global liquidity and best price execution from one account. SFOX’s Smart Order Routing automatically delivers the best price from around the globe. Deeper liquidity, better prices, and specialized markets with a single account. Patented and insured wallet and custody technology so secure it’s trusted by billion-dollar institutions around the globe. Secure, compliant crypto storage backed by a U.S. based and FinCEN regulated institution. Robust performance, tax, and accounting reports–we have your day-to-day and tax season covered. Outperform with global liquidity and reliable best price execution, all in one compliant platform.Starting Price: 0.10 Fee -
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Risk Advisory
The Risk Advisory Group
A leading global, multi-disciplined risk management consultancy - supporting ambitious businesses with focus and clarity. We help businesses survive and thrive by equipping corporate decision-makers and their advisors with the meticulously sourced, consistently fresh, local intelligence they need to make the right commercial decisions. We have an uncompromising attitude to upholding the highest quality and ethical standards, and will only act for a client when we know we can make a contribution to their success. Meet our leadership team, a diverse group of specialist senior practitioners with experience navigating a wide range of industries and jurisdictions. Risk Advisory was founded with the goal of creating a truly professional risk management consultancy. This goal is perpetual, we are completely committed to adhering to the highest ethical standards. -
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ClearPort
Sitpro Ltd
ClearPort is a modern customs management software and API platform that simplifies imports, exports, and transit declarations for businesses of all sizes. It enables seamless interaction with CDS, NCTS, GVMS, and Safety & Security (ENS) systems, helping logistics providers and traders fulfil their customs requirements online with ease. Built with a clean, intuitive interface, ClearPort automates repetitive tasks, validates data before submission, and reduces rejection rates. Users benefit from instant clearance visibility, intelligent suggestions, and effortless report generation. Hosted on enterprise-grade cloud infrastructure, it delivers reliability, speed, and top-tier security for every transaction. With transparent pricing and no hidden costs, ClearPort offers one of the most accessible and efficient customs software solutions available today.Starting Price: £250 -
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Seers AI
Seers
Seers AI is a cutting-edge Consent Management Platform (CMP) designed to simplify and automate comprehensive GDPR and CCPA compliance for businesses. Our AI-powered CMP intelligently scans your website for cookies and trackers, automatically categorizing them and generating compliant cookie banners that respect user consent choices. It provides a robust, user-friendly interface for managing all aspects of user consent, from initial opt-in to data subject requests, ensuring legal adherence to global privacy laws. Seers.ai helps you build profound user trust, enhance data security, and crucially, avoid significant regulatory fines by ensuring full legal adherence. Additionally, Seers.ai provides essential GDPR staff training to equip your team with necessary compliance knowledge. Beyond compliance, Seers.ai offers a rewarding referral program: earn 15% commission for every successful client signup, and your referred clients receive a generous 15% discount on their plan.Starting Price: $10/month -
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Intapp Employee Compliance
Intapp
Intapp Employee Compliance makes it easier for your firm to monitor employees’ financial interests and outside activities, adhere to internal code of ethics policies, and track required documentation. Help your professionals follow firm and regulatory requirements and make it simpler for your compliance team to review and manage everyone’s activities. Give employees the tools they need to easily comply with firm policies. Verify information with normalized data and flagged discrepancies. Automatically notify employees when actions are required and track progress. Support timely action and approvals with workflows and notifications. Provide comprehensive histories for firm management and regulators. Create a hub for staff to track and receive approval for regulated activity. Combine employee compliance with your existing HR and trading systems. Provide role-based, centralized data views and dynamic reporting tools. -
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SmartRIA
Smartria
Our advanced compliance software solutions serve both complex compliance organizations and small RIA compliance teams. The SmartRIA platform is designed to address the needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth and asset managers, and the staff who support them. SmartRIA helps firms like yours thrive. Need a solution that oversees hundreds of professionals and grows with you? SmartRIA is the most scalable RIA compliance management platform in our industry. Be confident that your cyber-defense policies and operations will protect the sensitive client data your firm is entrusted with thorough professional testing and documentation. Use Smartria to implement solid documentation strategies and a culture of compliance to ensure that your processes are the most efficient and transparent they can be. The Smartria platform is a powerful RIA compliance management tool that is already assisting more than 2,400 firms. -
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Advyzon
Advyzon
Advyzon is an all-in-one cloud platform designed for wealth management and advisory firms that combines portfolio management, performance reporting, CRM, billing, document management, client portals, and business-intelligence dashboards into a unified system. The platform supports seamless integration with major custodians and daily-data feeds, offers a highly configurable CRM with email/calendar syncing and workflow automation, enables powerful and brand-customizable report generation and scheduled distribution, and provides secure client portals and mobile apps for client-advisor collaboration and document sharing. Additionally, Advyzon includes a rebalancing engine (“Quantum”) for trading and model management, built-in billing management for flat, tier, and performance fees, and a modular architecture that allows firms to enable additional features over time within the same database foundation. -
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Corlytics
Corlytics
Corlytics is a global leader in regulatory risk intelligence, helping financial institutions, regulators, and advisors manage compliance through data-driven insights. Headquartered in Dublin, Ireland, with offices in London, New York City, Boston, and Sydney, the company provides regulatory monitoring, taxonomy mapping, and advisory services to streamline compliance processes. By combining legal and regulatory expertise with advanced data analytics, Corlytics delivers actionable intelligence that enables organizations to navigate complex regulatory landscapes efficiently. With a strong focus on innovation, Corlytics continues to develop cutting-edge solutions that support financial firms in mitigating risk and ensuring regulatory compliance. -
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Strunk
Strunk
We offer great tools to automate and streamline compliance and risk management for banks, credit unions, financial advisors, broker-dealers, collection agencies, etc. If you provide online services, your clients are likely to want a SOC2 review or the like, and even if they don’t, your team/board will sleep better knowing you have a well-organized, well-documented compliance program in place. Our tools can help healthcare firms assess existing compliance with HIPAA requirements, manage policies to ensure compliance, and periodically test for adherence. Our family of risk assessment tools automates the complex task of documenting your organization’s current risk profile against relevant risk frameworks like SOC2, HIPAA, or regulatory requirements. In addition to our consulting services, our hosted ODP software is packed with even more features than ever to ensure the success of your program. -
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Luthor
Luthor.ai
Luthor is a modern compliance platform built specifically for small and growing RIAs who want automated, audit-ready compliance without the cost of a full compliance department. Its AI engine proactively scans marketing content across email, social media, websites, and client communications—flagging risks and suggesting compliant alternatives before anything goes live. Advisors can manage disclosures, outside activities, gifts, and attestations in one unified dashboard with automated conflict checks and instant certifications. Luthor includes a robust library of pre-built, customizable policies covering ethics, cybersecurity, AML, and more, so firms never have to start from scratch. SEC-compliant archiving and WORM-based storage keep every record protected and audit-ready at all times. With enterprise-grade security, automated monitoring, and real-time support, Luthor removes the stress of compliance so advisors can focus on growing their firms. -
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Stockity
Stockity
Stockity is a cutting-edge trading platform designed to empower traders with the best tools and services in the financial market. At Stockity, we strive to provide an unparalleled trading experience, ensuring that our clients have access to high-value comprehensive tutorials, top-tier analytical tools, and round-the-clock support. We understand that the success of a trader hinges on the quality of their trading platform, which is why we place a strong emphasis on delivering high-quality services and listening to our traders’ feedback. Stockity is dedicated to serving traders of all levels, from beginners to seasoned professionals. We are committed to creating a safe and regulated trading environment where our clients can thrive. By fostering open communication, we aim to understand and meet the unique needs of each trader, providing them with the tools they need to succeed in the dynamic world of financial markets.Starting Price: $10 - minimal deposit -
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Fintalent.io
Fintalent.io
The hiring and collaboration platform for tier-1 M&A and Strategy professionals Our invite-only community connects the world’s top M&A and Strategy talent to projects that need execution, now. Fintalent is the invite-only community for top-tier independent M&A consultants and Strategy professionals. Hire global freelance M&A consultants and Strategy experts with extensive experience in over 2,900 industries. Our platform allows you to build your team of independent M&A advisors and Strategy specialists in 48 hours. Welcome to the future of Mergers & Acquisitions! Say goodbye to last-minute project pressure. And hello to the future of Mergers & Acquisitions. Hire former M&A bankers from bulge bracket, elite boutiques or global management consultancies across 2,900 industries. Our invite-only community allows you to build your team of independent M&A advisors and freelance Strategy consultants within 48 hours and on-demand. -
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WealthERP
Ampsys Consulting Pvt Ltd.
WealthERP is a comprehensive wealth management platform designed for financial advisors, investment firms, and institutions to efficiently manage multi-asset portfolios. It offers seamless portfolio tracking, financial planning, and investment analysis, helping professionals make data-driven decisions. With intuitive dashboards, client management tools, and reporting capabilities, WealthERP simplifies wealth management, enhances efficiency, and ensures compliance with financial regulations. -
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Ensure your organization can comply with subject access requests effectively with our embeddable request form and management tool. Every Data Transparency account comes complete with its own unique instance of our dedicated request form. Remove the burden of subject access requests from your staff members, and protect them from the risk of liability due to requests being misdirected, mishandled, or lost. Submissions returned through your data transparency request form have collected the requestor's details, and the details of their request, cutting out unnecessary back-and-forth communication, allowing your team to use their time most effectively. All the information needed to action a request is collected up front, saving you time and potential exposure. Request further information and send results from within the app. Built from the ground up to adhere to current laws and regulations, with tight record keeping or actions taken by your team.
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Nirad Networks
Nirad Networks
Nirad Networks leads with cutting-edge SD-WAN solutions, engineered to empower global enterprises. Our advanced products, featuring integrated 4G and 5G capabilities, and options for both indoor and outdoor setups, our solutions ensure your business remains connected, anywhere and everywhere. Future-Ready with Multi-SIM 5G - Our enterprise-centric, Multi-SIM 5G-ready products offer unparalleled flexibility and scalability, ensuring your network infrastructure is future-proof, adaptable, and always a step ahead. Proudly 'Make in India': Embracing the 'Make in India' initiative, Nirad Networks is committed to delivering top-tier products that adhere to Class 1 requirements and incorporate non-border country active components. This dedication not only aligns with the mandates for Telecom and Government projects but also showcases our commitment to quality and trust, reinforcing our stance as a globally competitive yet distinctly Indian brand. -
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Ajoxi
Ajoxi
Ajoxi is a leading provider of wholesale VoIP termination services, dedicated to delivering exceptional connectivity and reliability. Utilizing state-of-the-art equipment and advanced routing technologies, Ajoxi ensures that every call is of the highest quality. Their commitment to excellence is backed by a team of experienced technicians who monitor the network around the clock, 24/7. This proactive approach allows them to swiftly identify and resolve any potential issues, minimizing downtime and ensuring seamless communication for their clients. Whether it's for high-volume call centers or international communication needs, Ajoxi's robust infrastructure is designed to handle the demands of today's fast-paced digital world. Their focus on quality, reliability, and customer satisfaction makes them a trusted partner in the VoIP industry. With Ajoxi, you can expect nothing less than top-tier service and consistent performance that supports your business communication needs.Starting Price: $ 3.00 -
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Smart RIA
Smart RIA
Our advanced compliance software solutions serve both complex compliance organizations and small RIA compliance teams. The SmartRIA platform is designed to address the needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth and asset managers, and the staff who support them. SmartRIA helps firms like yours thrive. SmartRIA compliance solutions were designed and developed to address the needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth and asset managers, and the staff who support them. Imagine starting your week with a bird’s eye view of your entire firm’s compliance calendar on a simple-to-use dashboard that can be learned in a day with technology that actually improves your processes. -
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SAR Portal
SAR Portal
SAR Portal is an AI-driven GDPR compliance platform that helps businesses respond to data subject access requests and other GDPR rights (access, erasure, rectification, restriction, portability, and objection) through structured workflows and automated tools designed to ensure all deadlines and regulatory requirements are met. It provides a secure, branded public intake portal with OTP identity verification for request submission, centralizes case management with automatic 30-day deadline tracking and reminders, and uses AI to detect and redact personal data across multiple file types, including PDF, Word, Excel, and images, reducing manual effort and compliance risk. It generates complete audit trails and exportable evidence packs that document every action taken, giving teams regulator-ready records of their DSAR handling.Starting Price: €59 per month -
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Envestnet | Tamarac
Envestnet
Envestnet | Tamarac is an integrated portfolio management and reporting platform designed to help Registered Investment Advisors (RIAs) streamline operations, enhance client service, and scale efficiently. The platform combines powerful tools for trading, rebalancing, performance reporting, billing, and CRM integration in a single unified experience. Advisors can automate workflows, improve accuracy, and deliver data-driven insights through customizable dashboards and client portals. Tamarac’s flexible architecture connects seamlessly with industry-leading custodians and financial applications, ensuring smooth integration across the advisory tech stack. Trusted by thousands of firms, Tamarac helps advisors reduce administrative burdens while delivering exceptional, personalized client experiences. In essence, it empowers RIAs to spend less time managing systems and more time managing relationships. -
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Focus
Paragon Business Solutions
Focus is a central tool that improves model governance, transparency, efficiency and effectiveness. Focus ensures you adhere to best practice for regulatory requirements in a controlled, systemic way. Define and adhere to policy and process, with comprehensive records, reporting and remediation to help you stay on track. With easy, controlled access to all models, reports and documents and up to the minute status, tasks and actions dashboards, it also facilitates better prioritization and resource planning in a single practical solution. - Defined data and model dependencies and taxonomy - Centralised model inventory - Model risks reported and remediation plans tracked - Model lifecycle events and workflow management - Full audit trail, tracking and reporting - User configurable reporting and querying - Implementation flexibility -
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As the value and volume of data grows exponentially, data protection has arisen as a board-level issue and potential upper hand source—not merely a compliance necessity. Without a thorough and successful data administration program, data protection stays a consistent challenge and a potential reputation time bomb. Organizations face increasing pressure from regulators and the commercial center to improve how they gather, use, store and erase individual data (PI). Furthermore, it’s importance will only increase as technology like the Internet of Things (IoT) and Big Data generate more data and insights. Infosys Enterprise Data Privacy Suite (iEDPS) meets enterprise challenges by helping companies protect their private data and adhere to global regulatory standards such as HIPAA, PIPEDA, GLBA, ITAR, and many more.
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illow
illow
You can select a specific language or use the multilanguage feature. When the multilanguage feature is enabled, all content will be displayed in the user's browser language, ensuring that visitors from various countries can easily comprehend your banner's contents and thereby enhance compliance. Cookies act as small text files that websites store on your device during online exploration. Processed and stored by your web browser, cookies play essential roles in website functionality. However, it’s important to recognize their potential to store significant data that could identify you without your consent. Consequently, various regulations worldwide focus on protecting our data and privacy, websites aiming for CPRA cookie compliance must offer an opt-out alternative to users, enabling them to withhold consent for the use of cookies that gather and sell their personal information.Starting Price: $40 per month -
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SAFEX
SAFEX
SAFEX is a leading global digital asset trading platform dedicated to delivering secure, efficient, and equitable trading services. Established in 2020 and based in Hong Kong, SAFEX has quickly gained recognition for its commitment to excellence. The SAFEX team consists of seasoned professionals in finance, technology, law, and other disciplines, with most members bringing experience from top-tier exchanges. Over four years of stable operation without security incidents, the team has demonstrated its expertise. Backed by a world-class technical team, SAFEX has implemented a robust financial risk control system adhering to the Cryptocurrency Security Standard (CCSS). Specializing in derivatives trading, SAFEX offers perpetual contracts and supports diverse trading methods, including limit orders, market orders, stop-loss/take-profit orders, and isolated or margin trading. -
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Eperoto
Eperoto
Eperoto helps lawyers perform clear, data-driven litigation risk assessments their clients can actually understand. Using intuitive, visual decision trees, legal teams can model every key factor in a dispute—from claims and costs to interest and probabilities. The platform automatically calculates possible financial outcomes, turning complex legal analysis into simple, interactive visuals. With Eperoto, lawyers can confidently present risks, options, and likely scenarios in a way that enhances transparency and client trust, helping to set client expectations and assess reasonable settlement amounts. Trusted by top-tier firms, from AmLaw 100 to boutiques, it has been used to analyze over €50 billion worth of cases worldwide. Eperoto replaces outdated spreadsheets with powerful, client-friendly insights that elevate modern legal practice.Starting Price: €100/month/user -
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MAP FinTech Polaris
MAP FinTech
The “Polaris Platform” empowers our firm with complete control of the entire process, from data sourcing to reporting and monitoring. “Polaris” strategic platform delivers unparalleled flexibility to quickly adapt to new and evolving regulations. Additionally, the “Polaris Platform” enables the required conversions, enhancements and re-formatting of the gathered data, preparing them for submission. Furthermore, it automates complex workflow processes enabling us, and our customers, to review results and ensure accuracy, along the complete cycle. It also adapts to changes across institutions, geographies and jurisdictions without systems re-engineering, reducing implementation times. Finally, it offers a flexible foundation from which to achieve compliance and help meet the current and future reporting demands of regulatory authorities. Sourcing of information from various client systems. Enhanced validation of data, conversion, enhancing and re-formatting of the information/data. -
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AuditDashboard
Audit Dashboard Inc.
AuditDashboard's cloud-based software standardizes the information collection process for professionals and their clients. It enhances client experiences by facilitating collaboration on one dynamic PBC request list where it is easy to reconcile what is outstanding. AuditDashboard drives efficiency by centralizing communication and document management to eliminate information silos that destroy productivity. Save time. Stay organized. Keeps everyone up to date. Firms love that our secure, intuitive software not only streamlines the entire document collection process to provide a hassle-free client experience, it turns engagements into collaborative projects and helps keep everyone on track. Both firm and client users appreciate that their dashboard gives them a clear picture of what has been completed and what is still outstanding. Visualize the status of everyone's workload. -
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Veza Reception
Veza Reception
Veza Reception is a specialized virtual receptionist platform designed to help law firms manage incoming calls, client inquiries, and appointment scheduling without requiring in-house front desk staff. It provides trained legal receptionists who answer calls in the firm’s name and follow customized scripts and routing rules defined during onboarding, ensuring each interaction reflects the firm’s brand, professionalism, and intake process. Calls can be screened, routed, or transferred depending on urgency and client type, with warm transfers used for high-priority situations when attorneys are available. Receptionists gather essential information such as the caller’s name, reason for contacting the firm, case details, and other intake data so attorneys receive clear and organized summaries immediately after the call. It supports appointment scheduling for consultations and follow-up calls, helping law firms convert potential leads into booked meetings.Starting Price: $200 per month -
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Audit Sight
Audit Sight
Audit Sight is the essential tool for auditors and lenders in the modern era. Our secure digital platform puts the future of testing and transaction verification at your fingertips. With our secure view-only integrations, you can instantly access your client's banking and accounting data, eliminating countless PBCs. Eliminate PBC requests, eliminate hours in your engagement and increase your client’s experience. Audit Sight automates the testing of your client’s underlying details via computer-assisted auditing techniques so your staff can focus on adding value to your clients and stop keying data into spreadsheets. Audit Sight fits perfectly into your life. Transforming your client's experience and improving engagement performance. No more endless audit requests resulting in back and forth with your clients. Once your client connects their accounts, Audit Sight digitally gathers your client’s bank, credit card and accounting data needed to perform the audit tests. -
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COMPLY
COMPLY
COMPLY is a modern compliance management platform built specifically for financial services firms. It centralizes regulatory requirements, automates manual workflows, and helps firms stay ahead of evolving regulations. By uniting data, solutions, services, and education, COMPLY empowers compliance teams to scale operations efficiently while reducing regulatory risk. The platform supports a range of functions—from regulatory filings and policy reviews to managed services—acting as an extension of your team. Designed for private funds, broker-dealers, wealth managers, investment banks, and more, COMPLY ensures firms operate in the best interest of investors and clients. With its easy-to-use interface and expert support, COMPLY delivers confidence, clarity, and control over compliance programs. -
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Infobelt
Infobelt
Infobelt helps companies keep pace with the complexity and volume of the ever-changing regulatory landscape. Infobelt reduces the risk of non-compliance by deploying systems and policies that improve management and governance of regulated records. Infobelt decreases data management costs by streamlining processes and implementing modern technologies. Infobelt equips decision makers with the tools and advice they need to improve firm performance and increase market competitiveness. Infobelt products integrate directly onto a user’s pre-existing platform, allowing for simpler maintenance and no hidden upgrade costs. Infobelt’s platform promotes team proactivity through task workflows and user attestations. Users have access to a comprehensive compliance library that aggregates detailed regulations from a variety of regulators. -
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RegEd
RegEd
The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms. The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year. -
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Ignyte Assurance Platform
Ignyte Assurance Platform
Ignyte Assurance Platform is an AI-enabled integrated risk management platform that helps organizations from different industries implement simplified, measurable, and repeatable GRC processes. One of the main objectives of this platform is to ensure that users are able to easily keep up and comply with changing regulations, standards, and guidelines related to cybersecurity. Ignyte Assurance Platform provides users with automated ways of continuously monitoring and assessing how their organization is adhering to the requirements specified under GDPR, HIPAA, PCI-DSS, FedRAMP, FFIEC, FISMA, and PCI-DSS. Security frameworks and regulations are automatically mapped to the internal controls and policies they are implementing. The compliance management platform also offers audit management capabilities that make it easy for users to gather and organize the pieces of information and evidence needed by external auditors. -
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Provana IPACS
Provana
Compliance is crucial to any business. Failure to follow industry regulations puts your business at risk for steep fines, as well as the loss of licenses, business and reputation. However, not all businesses have the resources to keep up with ever-changing regulations, let alone manage, communicate and enforce all aspects of compliance across their entire organization, which is where a compliance management system becomes important. Tailor-made for credit and collection industry based on CFPB framework with extensive workflows that have been refined for over more than a decade. Automates and centralizes key compliance tasks to help ensure your business adheres to industry regulations and state or client requirements.Starting Price: $50 per month -
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is*hosting
is*hosting
is*hosting is a global provider of high-performance server solutions, delivering reliable VPS, VPN, and dedicated servers in 35 countries. With free server administration and 24/7 tech support, we’re committed to keeping your business running smoothly and securely. Our infrastructure features exclusively high-end server hardware from SuperMicro and DELL, along with Juniper networking equipment, all hosted in Tier 3+ data centers for maximum resilience and security. Over the past 20 years, is*hosting has earned the trust of more than 50,000 clients worldwide. Our flexible service approach includes custom configurations, free seamless project migration, and flexible payment options. Our services provide guaranteed KVM-based resources and fast SSD and NVMe SSD storage for top-tier performance. We also offer hardware DDoS protection, free weekly backups, and low-latency routing. With us, clients receive unmatched reliability, flexibility, and dedicated support at every step.Starting Price: $5 per month -
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Deloitte Compliance Suite
Deloitte
Compliance Suite platform is a powerful and dynamic technology solution that assists in the preparation and submission of the Securities and Exchange Commission’s Form N-PORT, Form N-CEN, Form N-MFP, and Form PF, as well as other regulatory filing requirements, such as Annex IV of AIFMD and CFTC, and NFA Form CPO-PQR. It also features robust risk management, performance monitoring, and pipeline and relationship tracking needs of the asset management industry. This intuitive, easyto-use, and scalable solution provides the flexibility that is essential for today’s rapidly evolving business, risk, and regulatory landscape. Compliance Suite’s user-defined architecture allows the system to be extended to other value-added uses beyond the regulatory filing process. Data repository for internal risk management and investor reporting information. Includes user customizable dashboard and fund performance charting functionality. -
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RegAlytics
RegAlytics
RegAlytics uses proprietary technology to gather and structure regulatory data, which our regulatory experts further enrich. Our platform is listed in the FINRA verified compliance vendor directory, and our clients range from the New York Stock Exchange/Intercontinental Exchange to smaller financial consulting and FinTech firms. We've noticed, countless times, institutions getting surprised by a fine or a rule and spending millions to address it, only to find that the rules have changed and they get fined again for something else that wasn't on their radar. That's why we've developed RegAlytics: so that risk and compliance teams everywhere can access the most comprehensive and timely feed of regulatory updates possible. Other solutions cover roughly 70-100 regulators, and are prohibitively expensive, cumbersome to use, and full of duplication and noise. -
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Compliance Manager GRC
RapidFire Tools, a Kaseya Company
Compliance Manager GRC is the first and only purpose-built, role-based Compliance Process Automation platform. It combines a wizard-driven workflow engine, automated network and computer data discovery, a web-based management portal, and built-in compliance document generation and archiving. Almost every client you serve is subject to at least one set of security or privacy rules… and sometimes more. For most organizations, compliance with these rules is tedious, confusing, and downright frustrating. This presents a huge opportunity for MSPs to step in and offer to manage the compliance process. Your clients will breathe a huge sigh of relief, and you will boost your recurring revenue with a profitable add-on service. There are many check-list products on the market that provide you with a laundry list of tasks you must perform, and information you need to gather, process, analyze, and validate to be compliant with a number of regulations and laws. -
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Winaim
Winaim
Winaim delivers your compliance commitments continuously by connecting your suppliers, partners and regulators. Your organization has core systems and processes that constitute an internal map describing what is happening in your business, this is your internal enterprise. Winaim extends this map to be a dynamic outward facing tool. Winaim creates your external map by collecting critical data and reporting in real time about what is happening with your customers, suppliers, regulators and any third party stakeholders. We call this your extended enterprise graph. We are a dedicated team that want to solve the problem of operational compliance so businesses can focus on providing the best services and products to their clients. -
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Nuovopay
ProMobi Technologies
NuovoPay is a top-tier platform specializing in Device Financing Risk Management. It caters to financial institutions and telecom carriers and offers them an all-inclusive solution to manage the risks that come with providing financing for devices like smartphones and laptops. NuovoPay's advanced features, including delinquency and default management, automation, and integration with third-party credit risk assessment solutions, make it possible for its clients to protect financed devices in the case of EMI defaults. NuovoPay's state-of-the-art technologies and integration capabilities have made it a highly desirable solution in the industry. Its reputation as a leader in Device Financing Risk Management is reinforced by its proven track record of providing satisfactory results to its clients and its steadfast adherence to compliance and customer satisfaction. -
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AudTech
AudTech Solutions Private Limited
The company has employed Senior Financial Advisors/CPAs/Chartered Accountants, who possess extensive experience in Automated Audit Process with the use of modern Technology & Software, through which we can bring in efficiency and ensuring compliance. AudTech Platform is a cloud-based solution build with specific focus on Statutory Audits, to serve Audit & Accounting firms globally.
