Alternatives to AIFMD Annex IV Reporting
Compare AIFMD Annex IV Reporting alternatives for your business or organization using the curated list below. SourceForge ranks the best alternatives to AIFMD Annex IV Reporting in 2026. Compare features, ratings, user reviews, pricing, and more from AIFMD Annex IV Reporting competitors and alternatives in order to make an informed decision for your business.
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HSI Donesafe
Donesafe
HSI Donesafe is a no-code, cloud-based EHS software that simplifies safety, compliance, and risk management, transforming complex processes into user-friendly workflows. Trusted by industries worldwide, Donesafe allows organizations to track, manage, and report on essential EHS functions from one central platform. Our software adapts to your team’s style, enhancing everyday workflows with effortless compliance and smooth operations. Keep pace with evolving regulations and standards, from incident reporting and audits to training and risk assessments with Donesafe. Unlock peace of mind with: - Workflows that flex to meet ever-changing regulations - Instant insights, keeping you confident in real-time safety tracking - A scalable platform that grows in step with your team’s journey - Simplified compliance that makes audits and reporting a breeze Put safety at the heart of every day with HSI Donesafe; protect your team, simplify compliance, and ensure everyone goes home safe. -
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Dot Compliance QMS
QMS for Life Sciences
Dot Compliance provides the industry’s first off-the-shelf QMS solution – ready to deploy from day one, with little to no setup required, while also incorporating industry best practices and standards that address the latest global regulatory requirements. Powered by the Salesforce.com platform, our solutions enable life science organizations to quickly digitize their quality and compliance processes including Document Management, Training Management, Change Control, CAPA, Customer Complaints. Compliant with 21 CFR part 11, EU-Annex 11 and support ISO 9001, 13485, 14971, 27001 & MORE! Processes included: ▶ Document Management ▶ Training Management ▶ Quality Event Management ▶ CAPA Management ▶ Change Management ▶ Complaint Management ▶ Audit Management ▶ Supplier Quality Management ▶ Risk Management ▶ Design Control ▶ Deviations/Non-conformances ✔ Seamless Install ✔ Cost Effective ✔ One-Stop-ShopStarting Price: $10,000 / Annually -
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SimplerQMS
SimplerQMS
SimplerQMS offers a cloud-based Quality Management Software that is fully validated according to GAMP5 and specifically designed for the Life Science industry. This comprehensive QMS platform helps ensure compliance with various regulatory requirements, including FDA 21 CFR Part 11, EU Annex 11, GxP, cGMP, GAMP 5, GDPR, EU IVDR & EU MDR, ISO 13485:2016, 21 CFR Part 820, ICH Q10, and others. The software offers a wide range of Life Science QMS modules, such as Document Control, Change Management, Training Management, Supplier Management, Complaints Management, Non-Conformance and Deviation Management, CAPA Management, Audit Management, Technical Documentation Management, Risk Management, Quality KPIs, among others, ensuring a seamless experience. SimplerQMS enhances document handling by allowing users to work directly in Microsoft Office applications like Word, PowerPoint, and Excel.Starting Price: $13,750/year -
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MSB Docs
MSB Docs
MSB Docs simplifies digital document management for businesses of all sizes with secure, compliant, and legally binding Electronic Records and Electronic Signatures (ERES). It complies with US FDA 21 CFR Part 11, EU GMP Annex 11, and EU eIDAS (SES, AES, QES), making it ideal for regulated industries like healthcare and life sciences, while enabling cross-industry use across the EU. In India, MSB Docs adheres to the IT Act 2000 and supports DSC, Aadhaar-based eSignatures, and eStamping, making it the most trusted digital documentation platform. Trusted by leading organizations in pharma, BFSI, government, and education, MSB Docs offers: 1. eSign – Compliant digital signatures 2. CRA App – Simplified Clinical Research Associate workflows 3. Smart Forms – Dynamic, logic-based digital forms 4. eStamp – Legally valid, tamper-proof stamping MSB Docs enables organizations to digitize, manage, and automate document workflows.Starting Price: $25.00/month/user -
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K2C PSMF Solution is a modern approach to the management of the Pharmacovigilance System Master File. This document typically requires periodic updates as per significant changes in the pharmacovigilance process. These changes require that multiple company roles are involved in editing a document that is composed of paragraphs and annexes that are all the time same because fixed by regulations. However co-editing is complex; in addition, part of the content should be reserved to some editors and even not available to other contributors. K2C solution allows handling the distinct paragraphs and annexes as single documents, then it offers the possibility to create the PSMF document as a merge of various source documents. K2C PSMF Solution includes management of PSMF contributions (paragraphs and annexes) as distinct documents; management of access rights for viewing or editing of PSMF contributions; and management of the entire lifecycle.Starting Price: €8,500 one-time payment
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Nova-Cleaning Validation
Novatek International
Nova-Cleaning Validation software significantly enhances product integrity by managing changes and assessing the risks associated with cross-contamination and product impurities within a dynamic production environment. All changes to methods, APIs, products, equipment, and family groups are automatically evaluated to ensure product integrity and regulatory compliance. Nova-Cleaning Validation complies with 21 CFR Part 11 and EU Annex 11. The system uses a risk-based approach and is designed based on PDA Technical Reports 29 and 49, ISPE MaPP, 21 CFR Part 211.67. -
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Deloitte Compliance Suite
Deloitte
Compliance Suite platform is a powerful and dynamic technology solution that assists in the preparation and submission of the Securities and Exchange Commission’s Form N-PORT, Form N-CEN, Form N-MFP, and Form PF, as well as other regulatory filing requirements, such as Annex IV of AIFMD and CFTC, and NFA Form CPO-PQR. It also features robust risk management, performance monitoring, and pipeline and relationship tracking needs of the asset management industry. This intuitive, easyto-use, and scalable solution provides the flexibility that is essential for today’s rapidly evolving business, risk, and regulatory landscape. Compliance Suite’s user-defined architecture allows the system to be extended to other value-added uses beyond the regulatory filing process. Data repository for internal risk management and investor reporting information. Includes user customizable dashboard and fund performance charting functionality. -
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K2C eSignature for SharePoint
K2C Solutions
K2C eSignature enables the use of SharePoint (from 2010 up to 2019 version) to electronically sign any document or record in compliance with US 21 CFR part 11, European Annex 11 and similar regulations. After the installation, a new action "eSignature" is available both in SharePoint Designer or Nintex workflow, if you are using this additional tool. This action can be added at any step of the workflow, in order to collect one or more user signatures without the need of any custom development or coding knowledge. Including views to verify eSignature records for selected item/document and reports dedicated to managers in order to display all electronically signed items/documents in a given SharePoint site and in selected year/month. Able to dynanically retrieve the appropriate signer from any SharePoint list that is managing the assignement of company roles. -
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Validfor
Validfor
Validfor is a secure, modular digital validation platform that centralizes the entire validation lifecycle on a single, paperless system. Designed specifically for regulated industries, Validfor enables efficient validation while ensuring full compliance with GAMP 5, 21 CFR Part 11, and EU Annex 11. The platform supports electronic records and advanced electronic signatures with full audit trails, role-based workflows (Author, Reviewer, Approver), and complete CSV compliance. All documents and records are securely managed in a centralized repository, capturing every change with full traceability to protect data integrity and Quality Assurance. Validfor offers integrated modules for Change Management, Deviations, Testing, and Periodic Reviews, enabling seamless impact assessments, CAPA tracking, Computer Software Assurance (CSA), and audit-ready lifecycle management. -
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GxPLABS
GxPLABS
GxPLABS is a digital solutions provider offering comprehensive end-to-end software products tailored for regulated industries. Their extensive product list includes systems for SOP management, document management, learning management, laboratory information management, quality management, and more. The platform is designed to be platform-independent, low code, and AI-based, supporting flexible deployment and customization. GxPLABS solutions comply with industry standards such as 21 CFR Part 11, Annex 11, ISO 9001, and ISO 27001, ensuring regulatory alignment. With over 10 years of experience serving customers across more than 10 countries, they provide expert client support and scalable, complex technology solutions. Businesses can also develop fully customized software using their platform to meet unique needs. -
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GxPReady! Suite
GxPReady.com
Relax, and see how GxPReady! Suite can help you meet your commitments without breaking the bank with our Calibration, Validation, and Maintenance modules that can operate together or independently giving you great flexibility! It is so easy to get up and running. Minimal interference with your IT systems. WIth secure web access, you can be up and validated in no time, and no big changes to your current processes with minimal data entry. We offer a suite of validated SaaS products designed to help managers of FDA-regulated companies comply with regulatory requirements including cGMPs, 21CFR11 and Annex 11 requirements. Our validated CMMS system can help you get your equipment management system up and running, on a subscription basis, with minimal upfront costs. And, our patented Flash Validation approach to qualification provides the fastest GxP compliance available. -
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GoVal
AdventSys Technologies
GoVal is a paperless validation lifecycle platform for regulated industries like pharma and biotech. It supports IQ/OQ/PQ protocols, full document control, audit-ready trails, and compliance with FDA 21 CFR Part 11 and EU Annex 11. Role-based workflows and e-signatures streamline approvals. Dedicated risk assessment tools help evaluate change impacts and ensure regulatory alignment. Integration-ready via APIs, GoVal connects with ERP/LIMS systems securely. Real-time dashboards, alerts, and GoVal AI enhance efficiency by automating risk analysis, test case creation, and document drafting—unlocking intelligent automation with tangible impact. GoVal lowers manual validation overhead, speeds up audit preparation, and shortens product validation cycles—helping organizations realize ROI quickly. -
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Qualis LIMS
Agaram Technologies
Qualis LIMS is an enterprise-class laboratory information management system used in industrial, analytical, & commercial sample testing across several industry verticals such as pharmaceutical, life-sciences, contract research, clinical research etc. Qualis LIMS has built-in integrated modules to manage all laboratory processes & help labs perform their tasks in an automated and paperless manner while enabling them to fulfil regulatory compliance requirements & adhere to industry standards. It digitally transforms labs by helping them: • In managing, storing, & aliquoting of samples. • Record final results of tests & experiments - manage tests, projects, samples, instruments & inventory in one central secure database. • Meet data integrity & regulatory compliance requirements such as GxP, ISO17025, 21 CFR Part 11 & EudraLex Annex 11 without any compromises. -
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AmpleLogic Document Management
AmpleLogic
AmpleLogic EDMS Software is a power-packed electronic document management system exclusively designed for Pharmaceutical and Biotech companies, developed, and implemented exclusively to meet the cGMP needs of Pharma domain with 21CFR Part 11 compliance, EU Annex 11 compliance can easily eliminate all the challenges faced by different companies AmpleLogic EDMS is a paperless document management system enables you to experience the effortless handling of all the documents and information. Various activities like document creation, review, approval, editing, document comparison, version control, parallel reviews are part of AmpleLogic Document Management System. -
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AeroSimple
AeroSimple
AeroSimple is an all-in-one airport operations and management software platform tailored to airports that need to streamline inspections, work orders, asset and lease management, compliance, and reporting. It enables digitization of airfield inspections, condition reporting (e.g., FAA Part 139 and ICAO Annex 14 compliance), foreign object debris (FOD) tracking, wildlife-incident logging, operations logs, mobile work orders, inventory and asset tracking, lease and tenant management, and customizable data forms/reporting dashboards. It operates across desktop and mobile devices (including offline mobile capability), so field staff can perform inspections, capture photos, create work orders, and track tasks in real time or without internet, syncing later. It incorporates a drag-and-drop form and workflow builder, decision-tree logic, document management, training/learning modules, and self-service portals for internal staff and tenants.Starting Price: Free -
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Agatha
Agatha
Agatha offers a suite of cloud-based applications tailored to the life sciences industry, enabling centralized management of documents and processes across clinical operations, quality, regulatory, and training functions. It supports biotech, pharmaceutical, medical-device, and contract-research-organization workflows by offering modules such as eTMF (Inspection-Ready Master Trial File), Remote ISF (Investigator Site File) management, SOP creation and approval, Quality document management for CAPAs, deviations, and change controls, and regulatory document management. Agatha enables streamlined document creation, review, approval, storage, and sharing in one unified system, supports paperless transformation to reduce administrative burden and strengthen data security, and is built on a global-compliance architecture addressing standards like 21 CFR Part 11, GDPR, and EU Annex 11. -
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Scia Engineer
SCIA nv
SCIA Engineer is an integrated, multi-material structural analysis software and design tool for all kinds of structures. Its wide range of functionality makes it the ideal partner for the design of office buildings, industrial plants, bridges or any other project, all within the same easy-to-use environment. Powerful CAD-like modeling, advanced types of calculation, code-compliant multi-material design and customizable reports. Typical situations can be automated with built-in or user-defined parametric templates for various geometries and powerful load generation tools. SCIA Engineer provides the most comprehensive implementation of Eurocodes, including National Annexes, U.S. codes and other international standards. Seamless exchange of models with other project stakeholders, through the powerful bi-directional links with Allplan, Revit and Tekla Structures, Open BIM's IFC or third-party plug-ins. -
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PvEdge
Sarjen Systems
PvEdge is a cloud-ready pharmacovigilance software designed to provide end-to-end compliant safety solutions for drugs, devices, vaccines, and combination products. It offers a comprehensive safety database that manages pharmacovigilance intake, case processing, submissions, AI & analytics, and safety signals all in one platform. The system adheres to existing and upcoming regulations, such as 21 CFR Part 11, ANNEX 11, GxP, and GDPR, ensuring global compliance. PvEdge utilizes advanced automation powered by AI and machine learning algorithms to enhance efficiency in drug safety database management. Key features include automated literature monitoring, ICSR submissions, smart triage, automated signal detection, and document automation. The platform also provides a controlled document management system for creating, managing, and publishing pharmacovigilance documents, as well as a risk-based enterprise quality management system to implement quality processes and training records. -
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Webdox
Webdox
Webdox is the leading company in Latin America that provides Contract Lifecycle Management (CLM) solutions for managing agreements, supporting Spanish, Portuguese and English. Our purpose is to achieve fair, efficient and transparent business relationships. We do it by connecting organizations through an intuitive platform that enables them to automate contract assembly and effectively collaborate on their agreements. Manage all requests for new contracts in one place, connecting the business areas with the legal area, with your external lawyers or with other areas that you need. Design standardized forms for use throughout the company, ensuring that each request is as complete and clear as possible, also automating the generation of a new contract, annex or document with the information provided.Starting Price: $800 per year -
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Aspen Unscrambler
Aspen Technology
Industry-leading tool for modeling, prediction and optimization using multivariate statistical analysis and interactive visualizations. Develop products faster, improve quality and optimize processes by analyzing large, data sets easier than ever. Get faster, better answers to real-world problems by analyzing all types of data to optimize product development, quality and manufacturing processes. Leverage multivariate statistical analysis methods with unique capabilities for spectroscopy and chemometrics. Import material, sensor, process and spectral data in all the formats you need with features for easy plotting, preprocessing and modeling of spectral data. Provides better classification of products to deliver consistent product quality. Work smarter and streamline all phases of the analytical process with project-based workflows. Leverage compliance mode, digital signatures, passwords and audit trails to remain compliant with 21 CFR Part 11, EU Annex 11 and other regulations. -
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QLIMS
OnQ Software
QLIMS is a comprehensive Laboratory Information Management System (LIMS) designed to streamline laboratory operations across various industries. As a true Software as a Service (SaaS) solution, QLIMS offers rapid deployment, ensuring laboratories are operational within weeks, not years. Its user-friendly interface allows for extensive customization without the need for coding, enabling users to modify screens, create user-defined fields, and tailor workflows to specific needs. The platform includes in-built business intelligence dashboards, providing real-time insights into management and operational data, with pre-configured visualizations and the flexibility for users to build their own. QLIMS supports compliance with various industry standards, including 21 CFR Part 11/Annex 11 for auditing and e-signatures, ISO 17025, and GAMP, while ensuring data security and privacy in line with HIPAA, GDPR, CAP, CLIA, and Privacy Shield requirements. -
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oomnia
Wemedoo AG
oomnia is a real-time SaaS platform that unifies all essential clinical trial tools-EDC, RTSM, CTMS, eTMF, eCOA, ePRO, and eConsent-into one cohesive system. With single sign-on, users save up to 75% of time spent navigating between systems. Its multi-tenant design allows stakeholders to manage multiple trials on a single instance and gain oversight of entire portfolios. No coding is required due to intuitive drag-and-drop features. oomnia is fully interoperable, eliminating integration issues, and offers role-based access with a user-friendly interface customizable by language and notifications. Real-time reporting, seamless randomization, and complete audit logs enhance efficiency and data accuracy. The platform complies with 21 CFR Part 11, EU Annex 11, and CDISC standards. ISO 27001 and ISO 9001 certified and FDA/Swissmedic inspected, oomnia enables up to 50% time and cost savings through streamlined, intelligent trial management. -
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MyCellHub
MyCellHub
Batch records, cleaning, environmental monitoring & inventory management. Optimize advanced therapy production with software designed for GMP. It’s one more way to align your workforce for ‘right-first-time manufacturing’. Get rid of fragmented paperwork with one software that everyone can use for data collection, review & approval workflows, reporting, and analytics. Ensure your team follows the correct steps in due time to enable the right manufacturing with interactive work instructions. 21 CFR part 11 and EU Vol 4 annex 11 compliant for your peace of mind. Make logging information intuitive with bar code scanning, built-in data integrity checks, and automated calculations. Highlighting out of specs and review by approval comes built-in. Know where your samples are in the testing process. Organize sample plans and automate trending. Know where your samples are in the testing process. Manage tasks to keep cleanrooms clean and track any production process. -
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TPdoc
TaxModel International
TPdoc provides a central platform for transfer pricing documentation, generating automated, customized OECD-compliant master and local files in Microsoft Word with vertical (future and past) and horizontal (country and entity) roll-forwards, dynamic templates that expand per transaction, and one-time setup of intercompany transactions per fiscal year. Its intuitive workflow management visualizes sequential tasks, file status, planner-reviewer roles, deadline monitoring, and notifications, enabling segmented P&L analysis complete with audit trails. User roles linked to document status and least-privilege access controls ensure secure, multi-stakeholder collaboration, while in-tool training capabilities support junior professionals. A rich content library of reusable text cards, annex templates, and step-by-step guidance ensures consistency and full compliance with the OECD Transfer Pricing Guidelines. -
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Annex Cloud
Annex Cloud
Annex Cloud provides enterprise-ready Loyalty solutions to cater to ever-evolving consumer expectations. Loyalty Experience Platform combines best-in-class loyalty program management capabilities with powerful engagement modules to help you seamlessly connect, engage and grow your customer relationships at scale with loyalty SaaS solutions. Create engaging experiences to build loyalty and advocacy; keeping your brand top of mind at all times. Speak to customers in an empathic way, incentivizing behaviors, personalize messages and gamify experiences. With the Loyalty Experience Platform, you can track, ingest and deliver messages at every touchpoint on your customers' journey. All the components you need to create the most meaningful customer experiences. From social media integrations to SMS to email to print, we cover it all. Create engaging experiences to build loyalty and advocacy; keeping your brand top of mind at all times. -
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TRAction
TRAction Fintech
There are many firms that assist with trade and transaction reporting, some provide software for data extraction and conversion, some offer consultancy on reporting regulations and others act as an agent reporting your trades. TRAction is different. We are not simply a software provider, a consulting firm or a reporting agent. TRAction extracts, reviews and populates data in the required format for the designated trade repository. We register you with a trade repository, ensure cost effectiveness and rectify any exceptions in your data on your behalf. Explaining the requirements, ensuring your business is compliant and keeping you informed on regulatory updates. Check out our blog for the latest updates on regulatory changes and issues regarding trade/transaction reporting under ASIC, EMIR, MiFIR, SFTR, MAS and other regimes around the world. -
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Suade is a RegTech platform that provides end-to-end automation of regulatory reporting for financial institutions, enabling firms to meet complex global compliance requirements with greater efficiency and accuracy. It uses a data-driven architecture supported by machine learning and natural language processing to transform how banks collect, standardize, and submit regulatory data. It streamlines the full reporting lifecycle by automating data preparation, validation, and submission, reducing manual processes and helping organizations stay aligned with evolving frameworks such as Basel III, PRA, and EBA requirements. It connects directly to regulatory portals through APIs, performs real-time error checks, and maintains complete audit trails so firms can track every stage of the reporting workflow. Its single data model allows institutions to map data once and reuse it across jurisdictions, enabling rapid adaptation when templates or regulations change.
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Kaizen
Kaizen
Transform how you meet your compliance and regulatory reporting obligations. We are a team of regulatory experts, technology developers, and data engineers focused on improving data quality and creating new solutions to the complex challenges of regulation. Our award-winning products help clients from across the financial services industry, from boutique asset management firms to tier-one banks, meet the demands of regulators. Get accurate, complete, and timely regulatory reporting. Search, share, and manage regulation on one digital platform. Automated shareholding disclosure monitoring and reporting. A holistic approach for managing market abuse and misconduct. Reduce regulatory risk with automated research management. Accredited training for a wide range of regulatory reporting regimes. We are regulatory and data specialists on a mission to revolutionize the way people work with compliance and regulation. -
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ArcRegulatory
Donnelley Financial Solutions
DFIN’s regulatory reporting software solution ingests data, performs calculations, and produces compliant reports. With ArcRegulatory, you stay ahead of regulations around the world while mitigating risks and driving efficiencies for your organization. Simplifies the data management process. Automatic enrichment within the application with market data that reduces risk and overhead. Direct market data/arrival price gathering through integrated APIs connected to market data providers. Seamlessly applies the new PRIIPs calculation method through cascade logic for transactions where no market data is available. All data, calculations, and reports are fully contained and viewable inside the app, ensuring the highest levels of security. Provides complete transparency to all elements of a calculation. Simplifies and eases data analysis tasks and processes. Provides confidence that output is consistent and accurate across all reports on the platform. -
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Kyzer Regulatory Reporting Suite
Kyzer Software
Automated compliance, reconciliation & reporting for trade transactions (export/import) and cash transactions across all platforms. Masters management within the solution offers validations to ensure optimum accuracy of reporting. Web interfaces to handle processes not available in the current trade system or involve high cost for CBS modification. Elimination of bank-wide login & manual input & output extraction to the regulatory portals. Create and track all past reconciled data and reports presentations under regulatory all in one place. Web-based portal functioning within the bank's intranet allows you to complete data access for reports and audits instantly. Discontinuation of separate reporting & shift from Manual to automated reporting as per RBI guidelines. Faster Implementations of new regulatory guidelines. Elimination of bank-wide login & manual input & output extraction to the Regulatory portals. -
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Point Nine
Point Nine
Our in-house technology, is a scalable regulatory solution utilized by many firms. We have processed and reported more than 4.5 billion reports and have served over 100 legal entities to date. Our technology is designed to help firms successfully meet their regulatory reporting requirements and remain compliant. Regulators demand that financial firms, service providers, and corporations submit timely and accurate data to trade repositories, approved reporting mechanisms and national competent authorities. The Point Nine team understands the challenges with this process. We help ease this burden and streamline the process with our reliable and efficient end-to-end service and cutting-edge technology. Point Nine processes data from various sources, covers all asset classes, translates and submits the reports to trade repositories in the required formats, and also handles acknowledgment messages. -
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Adenza
Adenza
We create and deliver market-leading solutions to help you optimize investment, unlock value and drive growth. Our end-to-end trading, treasury, risk management and regulatory compliance solutions enable financial institutions to consolidate and streamline their operations. We serve global, central and regional banks, broker-dealers, insurers, asset managers, pension funds, hedge funds, stock exchanges and clearinghouses, securities services providers and corporates. Our targeted solutions and services are powered by exceptional people driving innovation at scale. Risk and regulatory reporting solutions. Meet your immediate regulatory reporting requirements while creating long-term value. Front-to-back solutions for capital markets and treasury. Single source of truth, enabling quicker decision-making and efficient operational processes. You're fighting an uphill battle to manage huge volumes of trades through the transaction life cycle. -
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Moody's Analytics
Moody's Analytics
Moody's Analytics regulatory reporting solution delivers comprehensive, automated, and streamlined regulatory reporting for Basel I, II, and III, IFRS 9, and ECB, CCAR, and DFAST stress testing. It supports regulatory reporting to over 50 regulators globally. This award-winning solution leverages Moody's Analytics data management platform and regulatory capital calculation engines to deliver accurate, streamlined, and automated regulatory reporting. It consolidates the regulatory capital calculations banks need to populate a wide range of regulatory reports, helping banks align their regulatory reports and ensuring they present a consistent picture across multiple reporting regimes. Its report templates handle complex banking regulatory reports and support a range of reporting of formats including Microsoft Excel, XBRL, ASCII, and others. Leveraging powerful OLAP data cubes allows reporting managers to view results across the entire business. -
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CoreFiling
CoreFiling
Regulatory compliance is the greatest challenge facing organisations and public services today and XBRL is required for the financial reporting frameworks: COREP, FINREP and Solvency II. CoreFiling is the leading developer of international best practice in regulatory reporting and taxonomy development. CoreFiling is a trusted advisor to regulators, governments, financial institutions and filers worldwide.Build faster applications and get smarter answers using True North’s® financial data aggregation application, the leading repository of public company data including SEC and Companies House filings. The True North® data platform facilitates search, display and analysis of individual company financial accounts, or large complex datasets. Apply structure and meaning to complex, disparate and siloed data by defining, normalizing and categorizing it at source. -
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Cappitech
S&P Global Market Intelligence
Cappitech is a cloud-based regulatory reporting and business intelligence platform that automates the collection, validation, enrichment, reconciliation, and submission of trade and transaction reporting data across multiple global regimes and authorities, helping firms comply with complex requirements such as EMIR, MiFID/MiFIR, SFTR, and other jurisdiction-specific rules from a single unified hub with secure, scalable architecture. It connects to data sources via APIs, file uploads, database access, or standard formats, ensures accurate pairing and matching of identifiers and reportable fields, identifies exceptions before they reach regulators, and monitors submissions through an intuitive dashboard that provides transparency into workflows, KPIs, and compliance status while lowering the total cost of ownership through automation and quick onboarding. -
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DFIN Arc Suite
Donnelley Financial Solutions
As the leading global risk and compliance solutions provider, DFIN is the only company to offer regulatory, reporting, legal, filing, and distribution solutions through one integrated financial compliance management software platform. We provide the financial industry with the experience and expertise of an established market leader. Arc Suite financial regulatory compliance software helps you meet the challenges and complexities of an ever-changing regulatory environment with a greater level of confidence and control. The platform supports the full spectrum of data, multilingual content, and compliance needs with a suite of innovative, award-winning products. Arc Suite has been developed by experts in mutual fund and product technology to meet reporting requirements around the world, including the SEC, OSC, and ESMA. Arc Suite’s regulatory compliance management software supports the full range of front, middle, and back office operations with cloud-based proprietary tools. -
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Capnovum
Capnovum
Capnovum’s cognitive compliance management platform provides an up-to-date repository of regulations, obligations and regulatory news; that lets regulated entities manage compliance and resource utilisation across jurisdictions. Artificial intelligence (AI) is leveraged to understand and identify synergies between regulations, assess the footprint of business models and impact of regulatory updates. Capnovum eliminates manual work and external spend that traditionally go into producing and disseminating static reports. Reducing cost, improving timeliness and quality. By combining automation and AI, critical information and insights are available on demand and flow seamlessly to all key stakeholders within your organisation. We recognise that distraction and pressure on our time has become the new normal and cutting through that noise to provide you with the information you need, quickly and concisely is what matters. -
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MAP FinTech Polaris
MAP FinTech
The “Polaris Platform” empowers our firm with complete control of the entire process, from data sourcing to reporting and monitoring. “Polaris” strategic platform delivers unparalleled flexibility to quickly adapt to new and evolving regulations. Additionally, the “Polaris Platform” enables the required conversions, enhancements and re-formatting of the gathered data, preparing them for submission. Furthermore, it automates complex workflow processes enabling us, and our customers, to review results and ensure accuracy, along the complete cycle. It also adapts to changes across institutions, geographies and jurisdictions without systems re-engineering, reducing implementation times. Finally, it offers a flexible foundation from which to achieve compliance and help meet the current and future reporting demands of regulatory authorities. Sourcing of information from various client systems. Enhanced validation of data, conversion, enhancing and re-formatting of the information/data. -
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crlHorizon
crlHorizon
Break down your regulatory and contractual obligations into discrete actions that can be assigned and monitored through interactive dashboards. Drill down into each business area and identify where you are exposed, then categorize and mitigate potential risks. Manage IT system risk with user access reviews and contract renewal management. Set up your corporate structure and track all your legal and corporate-level correspondence with regulators. Manage your licence requirements, and statutory and regulatory reporting from one system. Keep a track of all your incidents, complaints and breaches. Use the data to highlight key business risks and implement change management. Validate and check that all the controls you have in place actually work through compliance assurance checklists. Understand your obligations and identify the scope of work you need to perform as part of your organizations compliance framework.Starting Price: $10 per month -
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CtrlPrint
CtrlPrint
CtrlPrint is a cloud-based, collaborative corporate reporting platform that streamlines the end-to-end creation, review, version control, tagging, and publication of financial, sustainability, and regulatory reports, helping teams eliminate manual work, ensure accuracy, and meet compliance requirements. It centralizes work across drafting, editing, review, approval, and final publication while supporting major reporting formats such as ESEF, UKSEF, CSRD, DK-GAAP, Inline XBRL (XHTML), and print PDFs from a single source of truth, reducing duplication and errors. It offers secure, role-based access with audit-proof version control, supports integration of live data from Excel and Word into designed layouts with automated updates, and enhances collaboration with clear workflows, permissions, and real-time visibility across contributors. Built-in XBRL tagging, validation tools, and compliance features ensure regulatory standards are met. -
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OneSumX
Wolters Kluwer
Unlock and connect critical data across your enterprise. Empower each department to work together to achieve trusted insight and reach solid strategic decisions. Our OneSumX FRR solution suite gives you the building blocks for all your finance, risk and regulatory reporting requirements in one integrated platform. Gain a complete picture of your enterprise's risk profile so that your teams can take action even under the pressure of the rapid rate of regulatory change. Save time and resources by enabling future-proofed end-to-end regulatory compliance to deadline. Flexible and sophisticated reporting functionality gives you the ability to connect critical data across your enterprise. Process large volumes of data required by data-driven regulatory regimes and explore the multi-country regulatory reporting offering available. Enhance data analytics and transparency by preserving data lineage at each functional stage. -
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Regnology
Regnology
With its international RegTech Factory, Regnology offers a digital, fully integrated and automated "reporting factory" that helps to achieve significant economies of scale for participating banks and financial service providers. The low-interest-rate environment, digitalization, and new competitors are putting massive pressure on revenues. At the same time, financial service providers are having to deal with increasing regulatory requirements in Europe, and those regulatory costs are enormous. In response, financial players must consider completely new cooperation and industrialization models. Standardization, industrialization, and automation are logical ways of exploiting economies of scale across borders. With the RegTech Factory, Regnology is breaking new ground in Europe and significantly expanding the scope of action that banks can take. -
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CSS
Compliance Solutions Strategies
CSS works with every firm to understand exactly where the gaps are in your global compliance program and guide you down the regulatory path from a tactical to strategic approach to compliance. Analyze existing processes to see where you have room for improvement and the roadblocks impeding your progress. Identify savings by transitioning specific compliance processes and tasks to an automated solution or managed services. Plan and implement your future compliance strategy to achieve maximum operational efficiency, scalability, risk mitigation and value creation. CSS delivers a complete end-to-end fund reporting solution that is unmatched in the market for depth and breadth of coverage, leveraging integrated data management, regulatory reporting software and document production capabilities. -
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Allatus Unity
Allatus
The data organisations hold is one of their biggest assets – but knowledge about that data and how it used for reporting is often held in people’s heads or unmanaged spreadsheets. Allatus Unity® is one secure, searchable framework, accessible to your team regardless of location that has the potential to realise huge productivity benefits for an organisation. Our industry recognised Regtech solution captures regulatory reporting requirements and maps them to the data governance assets, showing lineage and understanding of data and automatically producing detailed IT specifications for Reporting Solutions. Combine business and technical views of your data assets to increase collaboration, reduce regulatory reporting compliance costs, mitigate the risks associated with your data-driven initiatives. -
45
Alessa
Alessa
Alessa provides all the anti-money laundering (AML) capabilities that banks, money services businesses (MSBs), Fintechs, casinos and other regulated industries need – all within one platform. Alessa includes APIs for integration with onboarding systems to verify identities and search sanctions, politically exposed persons (PEPs), OFAC, and proprietary lists in real time. Use this information to update the risks associated with an entity. Alessa leverages data from various sources to create a risk score. Risk factors, weights, scores, and aggregates are all configurable by the organization to match their risk appetite and tolerance. Periodic reviews are managed by workflows and scores are updated based on the entities’ activities. With Alessa, monitor every financial activity to get a holistic view of customer activities. The solution generates alerts for suspicious activity and sends them to the appropriate personnel for investigation and reporting. -
46
RiskConfidence
Moody's Analytics
The RiskConfidence ALM system offers integrated enterprise asset and liability management (ALM), funds transfer pricing (FTP), liquidity risk management, market risk and Value at Risk (VaR), and business and regulatory reporting. These are all presented in a single unified platform, with a common data source and a single engine strategy. Organize and classify financial instruments on a balance sheet into a tree-like structure to input client behavior models and define business forecasts, using the chart of accounts (COA) structure. Set up and manage a rule-based strategy for specific balance sheet items with parameter deal mapping (PDM). Apply transformation logic to interest rate curves, macroeconomic indices, foreign exchange rates, transaction characteristics, and volatility matrices to use in scenarios. Model client behavior such as loan prepayments and renegotiations, loan commitments, transaction rollovers, and term deposit early redemption with the variables that influence them. -
47
AGILE
VERMEG
VERMEG’s AGILE is an award-winning, modular regulatory reporting platform designed for agility and scalability. It provides both on-premise and SaaS deployment options, enabling flexible access to global regulatory compliance. AGILE supports automated workflows, robust risk calculations (capital adequacy, credit risk, market risk, liquidity), and a granular data model for all financial institutions. The platform offers comprehensive reporting, including prudential, statistical, and disclosure reports, and keeps businesses aligned with the latest regulatory updates. AGILE also features role-based access, proactive alerts, audit trails, and instant dashboards for transparency. Its fully-managed SaaS option, accredited with SOC2 Type II, minimizes costs and ensures data security, making it an efficient and adaptable solution for regulatory reporting. -
48
Broadridge DocuBuilder
Broadridge
Build and publish regulatory documents accurately and efficiently, using a data-driven approach to content management. DocuBuilder enables you to break down, catalog and repurpose small, reusable content components, such as mutual fund data and descriptions of services and policies. Then rich metadata tags make it easy to plug those components into any document, anywhere. Take control of complex regulatory fund documents with DocuBuilder. DocuBuilder connects content components across documents and outputs. If you make a content edit to a single file, you can immediately identify other documents where the content is used, then update them simultaneously, streamlining the updating of mutual fund regulatory documents. In addition, the output is automatically formatted for SEC regulatory filing. Accelerate updates, ensure consistency. DocuBuilder empowers you to easily create, edit, package and deliver intelligent content from a central source, saving valuable time and resources. -
49
IDP Bureau
IDP Bureau
Improve operational efficiencies by letting us take care of your statistical reporting. Because we have more than 30 years of experience and report to all major bureaus in every state, assigning this time-consuming work to us is a simple way to add efficiency to your business and reduce costs. We have working relationships with all major bureaus, making it easy for us to take on your account with confidence. We report all personal and commercial lines of business written in the U.S. and Puerto Rico. Our team has specialized training and more than 30 years of experience. Missing deadlines and submitting erroneous data can have serious financial costs. Working with our experts can help you avoid these penalties. We’ll handle tasks related to your reporting, including monitoring circulars for reporting requirement changes and error correction processes with statistical bureaus. -
50
FileForms
FileForms
File your BOI Report quickly and easily with our state-of-the-art software. Designed by licensed attorneys and CPAs, FileForms provides security you can rely on, unmatched support, and solutions tailored to your needs. Effective January 1, 2024, all US and foreign companies that were formed in, or have registered with any of the 50 US states, must comply with new Beneficial Ownership Information (BOI) reporting requirements with the Financial Crimes Enforcement Network (FinCEN), as prescribed by the Corporate Transparency Act (CTA).Starting Price: $199 per year per entity
