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About

The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms. The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year.

About

​Skematic is a pioneering workflow management solution that seamlessly integrates people, processes, and systems, offering compliance teams a more efficient way of working. It provides a comprehensive framework for regulatory compliance, encompassing key components such as policy management, task and activity oversight, case management, and reporting. By anchoring controls and remediation frameworks in foundational policies, Skematic ensures that compliance programs are well-structured and effective. It facilitates the implementation of risk-based controls, fostering a continuous surveillance and feedback loop that keeps teams informed and processes on track. Centralized case management allows for unified issue resolution, integrating workflow participation and third-party systems to streamline remediation efforts. Advanced reporting features, including visualizations, Gantt charts, and comprehensive program overviews, empower teams with accessible and complete insights.

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Audience

Financial services firms interested in a powerful compliance management platform

Audience

Compliance officers in financial institutions in need of a tool to streamline regulatory processes and enhance operational efficiency

Support

Phone Support
24/7 Live Support
Online

Support

Phone Support
24/7 Live Support
Online

API

Offers API

API

Offers API

Screenshots and Videos

Screenshots and Videos

Pricing

No information available.
Free Version
Free Trial

Pricing

No information available.
Free Version
Free Trial

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

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Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation
Webinars
Live Online
In Person

Training

Documentation
Webinars
Live Online
In Person

Company Information

RegEd
Founded: 1994
United States
www.reged.com

Company Information

Skematic
Founded: 2022
United States
skematic.com

Alternatives

Predict360

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Compliance Aspekte

Compliance Aspekte

expertree consulting GmbH

Categories

Categories

Integrations

No info available.

Integrations

No info available.
Claim RegEd and update features and information
Claim RegEd and update features and information
Claim Skematic and update features and information
Claim Skematic and update features and information