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About

Web-based compliance solution, designed to automate, check and process compliance obligations and protect AFSL's, Stockbrokers, Advisors and clients. Complii compliance software. What does Complii do? Complii is a secure digital platform that removes the need for paper based compliance. This customizable software has been designed to automate, record and report on an AFS Licensee's and Brokers compliance obligations. Complii automates functions such as sending ROA's/SOA's emails based off client profiles, 708 8 expiry register, FOFA FDS letter auto-generation and electronic opt-in, online client profiles updates, disclosures, breach register, Chinese walls, internal compliance and much more. Outstanding Advice. Complii can be on an advisors desktop, and/or provide a holistic organisations view to compliance of all outstanding orders requiring advice and action to be taken. Digital Document Storage. Complii provides a digital document storage solution. All documentation

About

Intuitive obligations, audit, and incident management for compliance and risk management teams focused on improving operations and results. Mitratech Compliance Manager (CMO) gives your compliance team a centralized, holistic overview of your organization’s compliance obligations and business risks. Today, understanding compliance obligations and the potential impact of regulations is essential to mitigating business risk. The operational concerns of corporations, along with audit requirements and regulatory changes, are forcing compliance teams to manage complex, overlapping obligations. Staying passive – or worse, reactive – isn’t an option: the risks and costs, in opportunities unrealized and negative impacts on profitability, can be too damaging. Mitratech Compliance Manager (CMO) gives your compliance team a centralized, holistic overview of your organization’s compliance obligations and business risks.

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Audience

Companies that need a web-based compliance solution, designed to automate, check and process compliance obligations and protect companies

Audience

Enterprise organizations searching for a solution to manage their operations

Support

Phone Support
24/7 Live Support
Online

Support

Phone Support
24/7 Live Support
Online

API

Offers API

API

Offers API

Screenshots and Videos

Screenshots and Videos

Pricing

No information available.
Free Version
Free Trial

Pricing

No information available.
Free Version
Free Trial

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation
Webinars
Live Online
In Person

Training

Documentation
Webinars
Live Online
In Person

Company Information

Complii
Australia
www.complii.com.au

Company Information

Mitratech
Founded: 1987
United States
mitratech.com/products/compliance-manager/

Alternatives

Luthor

Luthor

Luthor.ai

Alternatives

Grand GRC

Grand GRC

Grand Compliance Global AB
HSI Donesafe

HSI Donesafe

Donesafe
GRC Toolbox

GRC Toolbox

Swiss GRC

Categories

Categories

Audit Features

Alerts / Notifications
Audit Planning
Compliance Management
Dashboard
Exceptions Management
Forms Management
Issue Management
Mobile Access
Multi-Year Planning
Risk Assessment
Workflow Management

Integrations

No info available.

Integrations

No info available.
Claim Complii and update features and information
Claim Complii and update features and information
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